Main Content
Background Memorandum on Harmonization of Broker-Adviser Duties (January 25, 2015)
2.3.1
https://wiki.harvard.edu/confluence/download/attachments/209195769/Background%20Memorandum%20on%20the%20Harmonization%20of%20Broker-Adviser%20Duties%20of%2025%20January%202015.pdf
Bell, Clarity and Predictability at the SEC, 3 Colum. Bus. L. Rev. 865 (2012)
2.4.2
https://wiki.harvard.edu/confluence/download/attachments/209195769/Bell-%20Clarity%20and%20Predictability%20at%20the%20SEC%20%20---%203%20Colum%20Bus%20L%20Rev%20865%20--%202012.pdf
Case Comment on Goldstein v. SEC, 451 F.3d 873 (D.C.Cir. 2006), 120 Harv. L. Rev. 1394 (2007)
7.1
https://wiki.harvard.edu/confluence/download/attachments/209195769/Case%20Comment%20on%20Goldstein%20v.%20SEC%2C%20451%20F.3d%20873.pdf
EMI v. Premise Media, Index No. 610209/08 (NY Sup. Ct., NY Co.), Order (August 13, 2008) (.pdf), read pp. 1 - 3; 6 - 19
1.2.1
http://isites.harvard.edu/fs/docs/icb.topic1197656.files/EMI%20v.%20Premise%20--%20NY%20Sup%20Ct%20--%20Order.pdf
Excerpt from Chapter Eight on ERISA (1999)
3.4.5
https://wiki.harvard.edu/confluence/download/attachments/209195769/Excerpt%20from%20Chapter%20Eight%20on%20ERISA.pdf
Excerpt from Chapter Eight on McCarran-Ferguson (1999)
3.4.2
https://wiki.harvard.edu/confluence/download/attachments/209195769/Excerpt%20from%20Chapter%20Eight%20on%20McCarran-Ferguson.pdf
Excerpt from Chapter Seven on Debt Cancellation Contracts (1999)
3.4.4
https://wiki.harvard.edu/confluence/download/attachments/209195769/Excerpt%20from%20Chapter%20Seven%20on%20Debt%20Cancellation%20Contracts.pdf
Excerpt from Chapter Seven on Mutual Form (reduced) (1999)
3.4.1
https://wiki.harvard.edu/confluence/download/attachments/209195769/Excerpt%20from%20Chapter%20Seven%20on%20Mutual%20Form.pdf
Excerpt on Rate Regulation from Regulation of Financial Institutions (1999)
3.3.2
https://wiki.harvard.edu/confluence/download/attachments/209195769/Excerpt%20on%20Rate%20Regulation%20from%20Regulation%20of%20Financial%20Institutions.pdf
Excerpt on Retirement Savings from Ryan Bupp & RIchard Pildes, How Behavioral Economics Trims its Sails and Why, 127 Harv. L. Rev. 1595 (2014)
4.4
https://wiki.harvard.edu/confluence/download/attachments/209195769/Excerpt%20on%20Retirement%20Savings%20from%20Ryan%20Bupp%20%26amp%3B%20RIchard%20Pildes%2C%20How%20Behavioral%20Economics%20Trims%20its%20Sails%20and%20Why.pdf
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