Main Content
Presidential Memorandum on Fiduciary Duty Rule (Feb. 3, 2017)
4.2.10
https://www.gpo.gov/fdsys/pkg/FR-2017-02-07/pdf/2017-02656.pdf
SIFMA AMG, Comment Letter on Definition of the Term "Fiduciary" (Apr. 2017)
4.2.6
http://www.sifma.org/comment-letters/2017/sifma-amg-submits-comments-to-the-dol-regarding-proposed-rule-and-extension-of-applicability-date/
SIFMA Report on U.S. Securitization Year in Review: 2015 (April 2016)
12.1.1
https://wiki.harvard.edu/confluence/download/attachments/204380235/US-Securitization-Year-In-Review-2016-04-07-SIFMA.pdf
SIFMA White Paper: Rebalancing the Financial Regulatory Landscape (May 1, 2017)
1.3.4
http://www.sifma.org/issues/item.aspx?id=8589966117
Stephen J. Choi & Adam C. Pritchard, The SEC's Shift to Administrative Proceedings: An Empirical Assessment (Feb. 2016)
5.1.11
https://poseidon01.ssrn.com/delivery.php?ID=399000101024083085094014094120028085052064046049049050078075025092001069004094122023037114102042000002119107014072021000090086021017027075017074091083094068112077048058010029018069117068094092028083099118119124000098084026116102095097068023022004125&EXT=pdf
Steven Mnuchin, Testimony at Senate Banking Committee Hearing on Domestic and International Policy Update (May 18, 2017)
6.1.4
https://www.banking.senate.gov/public/_cache/files/b889aa25-eb06-4b7e-859d-1b7d33ce4242/03A9BA5D08D366F7B1901BC4F1567134.mnuchin-testimony-5-18-17.pdf
Sullivan & Cromwell Memo - Office of the Comptroller of the Currency Proposal to Charter Special National Banks for FinTech Companies (Dec. 2016)
2.1.5
https://wiki.harvard.edu/confluence/download/attachments/204380235/Sullivan%20%20Cromwell_OfficeoftheComptrolleroftheCurrencyProposal.pdf
Sullivan & Cromwell Memo - Single Counterparty Credit Limits (Mar. 2016)
2.3.1
https://wiki.harvard.edu/confluence/download/attachments/204380235/Sullivan%20%20Cromwell_Single_Counterparty_Credit_Limits.pdf
Supporting Responsible Innovation in the Federal Banking System: An OCC Perspective (March 2016)
2.1.1
https://wiki.harvard.edu/confluence/download/attachments/204380235/Supporting%20Responsible%20Innovation%20in%20the%20Federal%20Banking%20System%20An%20OCC%20Perspective.pdf
The Department of the Treasury, Blueprint for a Modernized Financial Regulatory Structure (March 2008)
1.3.2
https://wiki.harvard.edu/confluence/download/attachments/204380235/Bush%20Administration%20Treasury%20Blueprint%20%28March%202008%29.pdf
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