7 Vice Crimes 7 Vice Crimes

7.1 Prostitution 7.1 Prostitution

7.1.2 MN Statutes Prostitution and Sex Trafficking Definitions 7.1.2 MN Statutes Prostitution and Sex Trafficking Definitions

609.321 PROSTITUTION AND SEX TRAFFICKING; DEFINITIONS.

Subdivision 1.Scope.

 

For the purposes of sections 609.321 to 609.325, the following terms have the meanings given.

Subd. 2.Business of prostitution.

 

"Business of prostitution" means any arrangement between or organization of two or more persons, acting other than as prostitutes or patrons, who commit acts punishable under sections 609.321 to 609.324.

Subd. 3.

 

[Repealed, 1998 c 367 art 2 s 33]

Subd. 4.Patron.

 

"Patron" means an individual who engages in prostitution by hiring, offering to hire, or agreeing to hire another individual to engage in sexual penetration or sexual contact.

Subd. 5.Place of prostitution.

 

"Place of prostitution" means a house or other place where prostitution is practiced.

Subd. 6.

 

[Repealed, 1998 c 367 art 2 s 33]

Subd. 7.Promotes the prostitution of an individual.

 

"Promotes the prostitution of an individual" means any of the following wherein the person knowingly:

(1) solicits or procures patrons for a prostitute;

(2) provides, leases or otherwise permits premises or facilities owned or controlled by the person to aid the prostitution of an individual;

(3) owns, manages, supervises, controls, keeps or operates, either alone or with others, a place of prostitution to aid the prostitution of an individual;

(4) owns, manages, supervises, controls, operates, institutes, aids or facilitates, either alone or with others, a business of prostitution to aid the prostitution of an individual;

(5) admits a patron to a place of prostitution to aid the prostitution of an individual; or

(6) transports an individual from one point within this state to another point either within or without this state, or brings an individual into this state to aid the prostitution of the individual.

Subd. 7a.Sex trafficking.

 

"Sex trafficking" means:

(1) receiving, recruiting, enticing, harboring, providing, or obtaining by any means an individual to aid in the prostitution of the individual; or

(2) receiving profit or anything of value, knowing or having reason to know it is derived from an act described in clause (1).

Subd. 7b.Sex trafficking victim.

 

"Sex trafficking victim" means a person subjected to the practices in subdivision 7a.

Subd. 8.Prostitute.

 

"Prostitute" means an individual who engages in prostitution by being hired, offering to be hired, or agreeing to be hired by another individual to engage in sexual penetration or sexual contact.

Subd. 9.Prostitution.

 

"Prostitution" means hiring, offering to hire, or agreeing to hire another individual to engage in sexual penetration or sexual contact, or being hired, offering to be hired, or agreeing to be hired by another individual to engage in sexual penetration or sexual contact.

Subd. 10.Sexual contact.

 

"Sexual contact" means any of the following acts, if the acts can reasonably be construed as being for the purpose of satisfying the actor's sexual impulses:

(i) the intentional touching by an individual of a prostitute's intimate parts; or

(ii) the intentional touching by a prostitute of another individual's intimate parts.

Subd. 11.Sexual penetration.

 

"Sexual penetration" means any of the following acts, if for the purpose of satisfying sexual impulses: sexual intercourse, cunnilingus, fellatio, anal intercourse, or any intrusion however slight into the genital or anal openings of an individual's body by any part of another individual's body or any object used for the purpose of satisfying sexual impulses. Emission of semen is not necessary.

Subd. 12.Public place.

 

A "public place" means a public street or sidewalk, a pedestrian skyway system as defined in section 469.125, subdivision 4, a hotel, motel, steam room, sauna, massage parlor, shopping mall and other public shopping areas, or other place of public accommodation, a place licensed to sell intoxicating liquor, wine, nonintoxicating malt beverages, or food, or a motor vehicle located on a public street, alley, or parking lot ordinarily used by or available to the public though not used as a matter of right and a driveway connecting such a parking lot with a street or highway.

Subd. 13.Place of public accommodation.

 

"Place of public accommodation" means a business, accommodation, refreshment, entertainment, recreation, or transportation facility of any kind, whether licensed or not, whose goods, services, facilities, privileges, advantages, or accommodations are extended, offered, sold, or otherwise made available to the public.

Subd. 14.Prior qualified human trafficking-related offense.

 

A "prior qualified human trafficking-related offense" means a conviction or delinquency adjudication within the ten years from the discharge from probation or parole immediately preceding the current offense for a violation of or an attempt to violate section 609.322, subdivision 1 (solicitation, inducement, and promotion of prostitution; sex trafficking in the first degree); 609.322, subdivision 1a (solicitation, inducement, and promotion of prostitution; sex trafficking in the second degree); 609.282 (labor trafficking); or 609.283 (unlawful conduct with respect to documents in furtherance of labor or sex trafficking).

7.1.3 Patrons and Prostitution Crimes 7.1.3 Patrons and Prostitution Crimes

609.324 PATRONS; PROSTITUTES; HOUSING INDIVIDUALS ENGAGED IN PROSTITUTION; PENALTIES.

Subdivision 1.Engaging in, hiring, or agreeing to hire minor to engage in prostitution; penalties.

 

(a) Whoever intentionally does any of the following may be sentenced to imprisonment for not more than 20 years or to payment of a fine of not more than $40,000, or both:

(1) engages in prostitution with an individual under the age of 14 years;

(2) hires or offers or agrees to hire an individual under the age of 14 years to engage in sexual penetration or sexual contact; or

(3) hires or offers or agrees to hire an individual who the actor reasonably believes to be under the age of 14 years to engage in sexual penetration or sexual contact.

(b) Whoever intentionally does any of the following may be sentenced to imprisonment for not more than ten years or to payment of a fine of not more than $20,000, or both:

(1) engages in prostitution with an individual under the age of 16 years but at least 14 years;

(2) hires or offers or agrees to hire an individual under the age of 16 years but at least 14 years to engage in sexual penetration or sexual contact; or

(3) hires or offers or agrees to hire an individual who the actor reasonably believes to be under the age of 16 years but at least 13 years to engage in sexual penetration or sexual contact.

(c) Whoever intentionally does any of the following may be sentenced to imprisonment for not more than five years or to payment of a fine of not more than $10,000, or both:

(1) engages in prostitution with an individual under the age of 18 years but at least 16 years;

(2) hires or offers or agrees to hire an individual under the age of 18 years but at least 16 years to engage in sexual penetration or sexual contact; or

(3) hires or offers or agrees to hire an individual who the actor reasonably believes to be under the age of 18 years but at least 16 years to engage in sexual penetration or sexual contact.

Subd. 1a.Housing unrelated minor engaged in prostitution; penalties.

 

Any person, other than one related by blood, adoption, or marriage to the minor, who permits a minor to reside, temporarily or permanently, in the person's dwelling without the consent of the minor's parents or guardian, knowing or having reason to know that the minor is engaging in prostitution may be sentenced to imprisonment for not more than one year or to payment of a fine of not more than $3,000, or both; except that, this subdivision does not apply to residential placements made, sanctioned, or supervised by a public or private social service agency.

Subd. 2.Patrons of prostitution; penalty.

 

(a) Whoever, while acting as a patron, intentionally does any of the following is guilty of a gross misdemeanor:

(1) engages in prostitution with an individual 18 years of age or older; or

(2) hires, offers to hire, or agrees to hire an individual 18 years of age or older to engage in sexual penetration or sexual contact.

Except as otherwise provided in subdivision 4, a person who is convicted of violating this subdivision must, at a minimum, be sentenced to pay a fine of at least $1,500.

(b) Whoever violates the provisions of this subdivision within ten years of a previous conviction for violating this section or section 609.322 is guilty of a felony and may be sentenced to imprisonment for not more than five years or to payment of a fine of not more than $10,000, or both.

Subd. 3.

 

MS 2020 [Repealed, 1Sp2021 c 11 art 2 s 57]

Subd. 4.Community service in lieu of minimum fine.

 

The court may order a person convicted of violating subdivision 2 to perform community work service in lieu of all or a portion of the minimum fine required under those subdivisions if the court makes specific, written findings that the convicted person is indigent or that payment of the fine would create undue hardship for the convicted person or that person's immediate family. Community work service ordered under this subdivision is in addition to any mandatory community work service ordered under subdivision 3.

Subd. 5.Use of motor vehicle to patronize prostitutes; driving record notation.

 

(a) When a court sentences a person convicted of violating this section while acting as a patron, the court shall determine whether the person used a motor vehicle during the commission of the offense and whether the person has previously been convicted of violating this section or section 609.322. If the court finds that the person used a motor vehicle during the commission of the offense, it shall forward its finding along with an indication of whether the person has previously been convicted of a prostitution offense to the commissioner of public safety who shall record the finding on the person's driving record. Except as provided in paragraph (b), the finding is classified as private data on individuals, as defined in section 13.02, subdivision 12, but is accessible for law enforcement purposes.

(b) If the person has previously been convicted of a violation of this section or section 609.322, the finding is public data.

Subd. 6.Prostitution in public place; penalty for prostitutes.

 

Whoever, while acting as a prostitute, intentionally does any of the following while in a public place is guilty of a gross misdemeanor:

(1) engages in prostitution with an individual 18 years of age or older; or

(2) is hired, offers to be hired, or agrees to be hired by an individual 18 years of age or older to engage in sexual penetration or sexual contact.

Subd. 7.General prostitution crimes; penalties for prostitutes.

 

(a) Whoever, while acting as a prostitute, intentionally does any of the following is guilty of a misdemeanor:

(1) engages in prostitution with an individual 18 years of age or older; or

(2) is hired, offers to be hired, or agrees to be hired by an individual 18 years of age or older to engage in sexual penetration or sexual contact.

(b) Whoever violates the provisions of this subdivision within two years of a previous prostitution conviction for violating this section or section 609.322 is guilty of a gross misdemeanor.

7.2 Pornography 7.2 Pornography

7.2.1 Osborne v. Ohio 7.2.1 Osborne v. Ohio

OSBORNE v. OHIO

No. 88-5986.

Argued December 5, 1989

Decided April 18, 1990

*105White, J., delivered the opinion of the Court, in which Rehnquist, C. J., and Blackmun, O’Connor, Scalia, and Kennedy, JJ., joined. Blackmun, J., filed a concurring opinion, post, p. 126. Brennan, J., filed a dissenting opinion, in which Marshall and Stevens, JJ., joined, post, p. 126.

S. Adele Shank argued the cause for appellant. With her on the briefs were Randall M. Dana, John Quigley, and David Goldberger.

*106 Ronald J. O’Brien argued the cause and filed a brief for appellee.*

Justice White

delivered the opinion of the Court.

In order to combat child pornography, Ohio enacted Rev. Code Ann. § 2907.323(A)(3) (Supp. 1989), which provides in pertinent part:

“(A) No person shall do any of the following:
“(3) Possess or view any material or performance that shows a minor who is not the person’s child or ward in a state of nudity, unless one of the following applies:
“(a) The material or performance is sold, disseminated, displayed, possessed, controlled, brought or caused to be brought into this state, or presented for a bona fide artistic, medical, scientific, educational, religious, governmental, judicial, or other proper purpose, by or to a physician, psychologist, sociologist, scientist, teacher, person pursuing bona fide studies or research, librarian, clergyman, prosecutor, judge, or other person having a proper interest in the material or performance.
“(b) The person knows that the parents, guardian, or custodian has consented in writing to the photograph*107ing or use of the minor in a state of nudity and to the manner in which the material or performance is used or transferred.”

Petitioner, Clyde Osborne, was convicted of violating this statute and sentenced to six months in prison, after the Columbus, Ohio, police, pursuant to a valid search, found four photographs in Osborne’s home. Each photograph depicts a nude male adolescent posed in a sexually explicit position.1

The Ohio Supreme Court affirmed Osborne’s conviction, after an intermediate appellate court did the same. State v. Young, 37 Ohio St. 3d 249, 525 N. E. 2d 1363 (1988). Relying on one of its earlier decisions, the court first rejected Osborne’s contention that the First Amendment prohibits the States from proscribing the private possession of child pornography.

Next, the court found that § 2907.323(A)(3) is not unconstitutionally overbroad. In so doing, the court, relying on the statutory exceptions, read § 2907.323(A)(3) as only applying to depictions of nudity involving a lewd exhibition or graphic focus on a minor’s genitals. The court also found that scienter is an essential element of a §2907.323(A)(3) offense. Osborne objected that the trial judge had not insisted that the government prove lewd exhibition and scienter as elements of his crime. The Ohio Supreme Court rejected these contentions because Osborne had failed to object to the *108jury instructions given at his trial and the court did not believe that the failures of proof amounted to plain error.2

The Ohio Supreme Court denied a motion for rehearing, and granted a stay pending appeal to this Court. We noted probable jurisdiction last June. 492 U. S. 904.

I

The threshold question in this case is whether Ohio may constitutionally proscribe the possession and viewing of child pornography or whether, as Osborne argues, our decision in Stanley v. Georgia, 394 U. S. 557 (1969), compels the contrary result. In Stanley, we struck down a Georgia law outlawing the private possession of obscene material. We recognized that the statute impinged upon Stanley’s right to receive information in the privacy of his home, and we found Georgia’s justifications for its law inadequate. Id., at 564-568.3

Stanley should not be read too broadly. We have previously noted that Stanley was a narrow holding, see United States v. 12 200-ft. Reels of Film, 413 U. S. 123, 127 (1973), and, since the decision in that case, the value of permitting child pornography has been characterized as “exceedingly modest, if not de minimis.” New York v. Ferber, 458 U. S. 747, 762 (1982). But assuming, for the sake of argument, that Osborne has a First Amendment interest in viewing and possessing child pornography, we nonetheless find this case distinct from Stanley because the interests underlying child pornography prohibitions far exceed the interests justifying the Georgia law at issue in Stanley. Every court to address the issue has so concluded. See, e. g., People v. Geever, 122 Ill. 2d 313, 327-328, 522 N. E. 2d 1200, 1206-1207 (1988); *109 Felton v. State, 526 So. 2d 635, 637 (Ala. Ct. Crim. App.), aff’d sub nom. Ex parte Felton, 526 So. 2d 638, 641 (Ala. 1988); State v. Davis, 53 Wash. App. 502, 505, 768 P. 2d 499, 501 (1989); Savery v. State, 767 S. W. 2d 242, 245 (Tex. App. 1989); United States v. Boffardi, 684 F. Supp. 1263, 1267 (SDNY 1988).

In Stanley, Georgia primarily sought to proscribe the private possession of obscenity because it was concerned that obscenity would poison the minds of its viewers. 394 U. S., at 565.4 We responded that “[wjhatever the power of the state to control public dissemination of ideas inimical to the public morality, it cannot constitutionally premise legislation on the desirability of controlling a person’s private thoughts.” Id., at 566. The difference here is obvious: The State does not rely on a paternalistic interest in regulating Osborne’s mind. Rather, Ohio has enacted §2907.323(A)(3) in order to protect the victims of child pornography; it hopes to destroy a market for the exploitative use of children.

“It is evident beyond the need for elaboration that a State’s interest in ‘safeguarding the physical and psychological well-being of a minor’ is ‘compelling.’ . . . The legislative judgment, as well as the judgment found in relevant literature, is that the use of children as subjects of pornographic materials is harmful to the physiological, emotional, and mental health of the child. That judgment, we think, easily passes muster under the First Amendment.” Ferber, 458 U. S., at 756-758 (citations omitted). It is also surely reasonable for the State to conclude that it will decrease the production of child pornography if it penalizes those who possess and view the prod*110uct, thereby decreasing demand. In Ferber, where we upheld a New York statute outlawing the distribution of child pornography, we found a similar argument persuasive: “The advertising and selling of child pornography provide an economic motive for and are thus an integral part of the production of such materials, an activity illegal throughout the Nation. Tt rarely has been suggested that the constitutional freedom for speech and press extends its immunity to speech or writing used as an integral part of conduct in violation of a valid criminal statute.’” Id., at 761-762, quoting Giboney v. Empire Storage & Ice Co., 336 U. S. 490, 498 (1949).

Osborne contends that the State should use other measures, besides penalizing possession, to dry up the child pornography market. Osborne points out that in Stanley we rejected Georgia’s argument that its prohibition on obscenity possession was a necessary incident to its proscription on obscenity distribution. 394 U. S., at 567-568. This holding, however, must be viewed in light of the weak interests asserted by the State in that case. Stanley itself emphasized that we did not “mean to express any opinion on statutes making criminal possession of other types of printed, filmed, or recorded materials .... In such cases, compelling reasons may exist for overriding the right of the individual to possess those materials.” Id., at 568, n. 11.5

Given the importance of the State’s interest in protecting the victims of child pornography, we cannot fault -Ohio for attempting to stamp out this vice at all levels in the distribution chain. According to the State, since the time of our decision in Ferber, much of the child pornography market has been driven underground; as a result, it is now difficult, if not impossible, to solve the child pornography problem by only attacking production and distribution. Indeed, 19 States *111have found it necessary to proscribe the possession of this material.6

Other interests also support the Ohio law. First, as Ferber recognized, the materials produced by child pornographers permanently record the victim’s abuse. The pornography’s continued existence causes the child victims continuing harm by haunting the children in years to come. 458 U. S., at 759. The State’s ban on possession and viewing encourages the possessors of these materials to destroy them. Second, encouraging the destruction of these materials is also desirable because evidence suggests that pedophiles use child pornography to seduce other children into sexual activity.7

Given the gravity of the State’s interests in this context, we find that Ohio may constitutionally proscribe the possession and viewing of child pornography.

II

Osborne next argues that even if the State may constitutionally ban the possession of child pornography, his convic*112tion is invalid because §2907.323(A)(3) is unconstitutionally overbroad in that it criminalizes an intolerable range of constitutionally protected conduct.8 In our previous decisions discussing the First Amendment overbreadth doctrine, we have repeatedly emphasized that where a statute regulates expressive conduct, the scope of the statute does not render it unconstitutional unless its overbreadth is not only “real, but substantial as well, judged in relation to the statute’s plainly legitimate sweep. ” Broadrick v. Oklahoma, 413 U. S. 601, 615 (1973). Even where a statute at its margins infringes on protected expression, “facial invalidation is inappropriate if the ‘remainder of the statute . . . covers a whole range of easily identifiable and constitutionally proscribable . . . conduct. . . .’” New York v. Ferber, 458 U. S., at 770, n. 25.

The Ohio statute, on its face, purports to prohibit the possession of “nude” photographs of minors. We have stated that depictions of nudity, without more, constitute protected expression. See Ferber, supra, at 765, n. 18. Relying on this observation, Osborne argues that the statute as written is substantially overbroad. We are skeptical of this claim because, in light of the statute’s exemptions and “proper purposes” provisions, the statute may not be substantially overbroad under our cases.9 However that may be, Os*113borne’s overbreadth challenge, in any event, fails because the statute, as construed by the Ohio Supreme Court on Osborne’s direct appeal, plainly survives overbreadth scrutiny. Under the Ohio Supreme Court reading, the statute prohibits “the possession or viewing of material or performance of a minor who is in a state of nudity, where such nudity constitutes a lewd exhibition or involves a graphic focus on the genitals, and where the person depicted is neither the child nor the ward of the person charged.” 37 Ohio St. 3d, at 252, 525 N. E. 2d, at 1368.10 By limiting the statute’s operation in *114this manner, the Ohio Supreme Court avoided penalizing persons for viewing or possessing innocuous photographs of naked children. We have upheld similar language against overbreadth challenges in the past. In Ferber, we affirmed a conviction under a New York statute that made it a crime to promote the “ ‘lewd exhibition of [a child’s] genitals.’ ” 458 U. S., at 751. We noted that “[t]he term ‘lewd exhibition of the genitals’ is not unknown in this area and, indeed, was given in Miller [v. California, 413 U. S. 15 (1973),] as an example of a permissible regulation.” Id., at 765.11

*115The Ohio Supreme Court also concluded that the State had to establish scienter in order to prove a violation of § 2907.323 (A)(3) based on the Ohio default statute specifying that recklessness applies when another statutory provision lacks an intent specification. See n. 9, supra. The statute on its face lacks a mens rea requirement, but that omission brings into play and is cured by another law that plainly satisfies the requirement laid down in Ferber that prohibitions on child pornography include some element of scienter. 458 U. S., at 765.

Osborne contends that it was impermissible for the Ohio Supreme Court to apply its construction of §2907.323(A)(3) to him — i. e., to rely on the narrowed construction of the statute when evaluating his overbreadth claim. Our cases, however, have long held that a statute as construed “may be applied to conduct occurring prior to the construction, provided such application affords fair warning to the defendant.” Dombrowski v. Pfister, 380 U. S. 479, 491, n. 7 (1965) (citations omitted).12 In Hamling v. United States, *116418 U. S. 87 (1974), for example, we reviewed the petitioners’ convictions for mailing and conspiring to mail an obscene advertising brochure under 18 U. S. C. § 1461. That statute makes it a crime to mail an “obscene, lewd, lascivious, indecent, filthy or vile article, matter, thing, device, or substance.” In Hamling, for the first time, we construed the term “obscenity” as used in § 1461 “to be limited to the sort of ‘patently offensive representations or depictions of that specific “hard core” sexual conduct given as examples in Miller v. California.’” In light of this construction, we rejected the petitioners’ facial challenge to the statute as written, and we affirmed the petitioners’ convictions under the section after finding that the petitioners had fair notice that their conduct was criminal. 418 U. S., at 114-116.

Like the Hamling petitioners, Osborne had notice that his conduct was proscribed. It is obvious from the face of §2907.323(A) (3) that the goal of the statute is to eradicate child pornography. The provision criminalizes the viewing and possessing of material depicting children in a state of nudity for other than “proper purposes.” The provision appears in the “Sex Offenses” chapter of the Ohio Code. Section 2907.323 is preceded by §2907.322, which proscribes “[p]andering sexually oriented matter involving a minor,” and followed by §2907.33, which proscribes “[deception to obtain matter harmful to juveniles.” That Osborne’s photographs of adolescent boys in sexually explicit situations constitute child pornography hardly needs elaboration. Therefore, although § 2907.323(A)(3) as written may have been imprecise at its fringes, someone in Osborne’s position would not be surprised to learn that his possession of the four photographs at issue in this case constituted a crime.

Because Osborne had notice that his conduct was criminal, his case differs from three cases upon which he relies: Bouie v. City of Columbia, 378 U. S. 347 (1964), Rabe v. Washing *117 ton, 405 U. S. 313 (1972), and Marks v. United States, 430 U. S. 188 (1977). In Bouie, the petitioners had refused to leave a restaurant after being asked to do so by the restaurant’s manager. Although the manager had not objected when the petitioners entered the restaurant, the petitioners were convicted of violating a South Carolina trespass statute proscribing “ ‘entry upon the lands of another. . . after notice from the owner or tenant prohibiting such entry.’” 378 U. S., at 349. Affirming the convictions, the South Carolina Supreme Court construed the trespass law as also making it a crime for an individual to remain on another’s land after being asked to leave. We reversed the convictions on due process grounds because the South Carolina Supreme Court’s expansion of the statute was unforseeable and therefore the petitioners had no reason to suspect that their conduct was criminal. Id., at 350-352.

Likewise, in Rabe v. Washington, supra, the petitioner had been convicted of violating a Washington obscenity statute that, by its terms, did not proscribe the defendant’s conduct. On the petitioner’s appeal, the Washington Supreme Court nevertheless affirmed the petitioner’s conviction, after construing the Washington obscenity statute to reach the petitioner. We overturned the conviction because the Washington Supreme Court’s broadening of the statute was unexpected; therefore the petitioner had no warning that his actions were proscribed. Id., at 315.

And, in Marks v. United States, supra, we held that the retroactive application of the obscenity standards announced in Miller v. California, 413 U. S. 15 (1973), to the potential detriment of the defendant violated the Due Process Clause because, at the time that the defendant committed the challenged conduct, our decision in Memoirs v. Attorney General of Massachusetts, 383 U. S. 413 (1966), provided the governing law. The defendant could not suspect that his actions would later become criminal when we expanded the range of constitutionally proscribable conduct in Miller.

*118Osborne suggests that our decision here is inconsistent with Shuttlesworth v. Birmingham, 382 U. S. 87 (1965). We disagree. In Shuttlesworth, the defendant had been convicted of violating an Alabama ordinance that, when read literally, provided that “a person may stand on a public sidewalk in Birmingham only at the whim of any police officer of that city.” Id., at 90. We stated that “[t]he constitutional vice of so broad a provision needs no demonstration.” Ibid. As subsequently construed by the Alabama Supreme Court, however, the ordinance merely made it criminal for an individual who was blocking free passage along a public street to disobey a police officer's order to move. We noted that “[i]t is our duty, of course, to accept this state judicial construction of the ordinance. ... As so construed, we cannot say that the ordinance is unconstitutional, though it requires no great feat of imagination to envisage situations in which such an ordinance might be unconstitutionally applied.” Id., at 91. We nevertheless reversed the defendant’s conviction because it was not clear that the State had convicted the defendant under the ordinance as construed rather than as written. Id., at 91-92.13 Shuttlesworth, then, stands for the proposition that where a State Supreme Court narrows an unconstitutionally overbroad statute, the State must ensure that defendants are convicted under the statute as it is subsequently construed and not as it was originally written; this proposition in no way conflicts with our holding in this case.

Finally, despite Osborne’s contention to the contrary, we do not believe that Massachusetts v. Oakes, 491 U. S. 576 (1989), supports his theory of this case. In Oakes, the petitioner challenged a Massachusetts pornography statute as *119overbroad; since the time of the defendant’s alleged crime, however, the State had substantially narrowed the statute through a subsequent legislative enactment — an amendment to the statute. In a separate opinion, five Justices agreed that the state legislature could not cure the potential over-breadth problem through the subsequent legislative action; the statute was void as written. Id., at 585-586.

Osborne contends that Oakes stands for a similar but distinct proposition that, when faced with a potentially overinclusive statute, a court may not construe the statute to avoid overbreadth problems and then apply the statute, as construed, to past conduct. The implication of this argument is that if a statute is overbroad as written, then the statute is void and incurable. As a result, when reviewing a conviction under a potentially overbroad statute, a court must either affirm or strike down the statute on its face, but the court may not, as the Ohio Supreme Court did in this case, narrow the statute, affirm on the basis of the narrowing construction, and leave the statute in full force. We disagree.

First, as indicated by our earlier discussion, if we accepted this proposition, it would require a radical reworking of our law. Courts routinely construe statutes so as to avoid the statutes’ potentially overbroad reach, apply the statute in that case, and leave the statute in place. In Roth v. United States, 354 U. S. 476 (1957), for example, the Court construed the open-ended terms used in 18 U. S. C. § 1461, which prohibits the mailing of material that is “obscene, lewd, lascivious, indecent, filthy or vile.” Justice Harlan characterized Roth in this way:

“The words of §1461, ‘obscene, lewd, lascivious, indecent, filthy or vile,’ connote something that is portrayed in a manner so offensive as to make it unacceptable under current community mores. While in common usage the words have different shades of meaning, the statute since its inception has always been taken as aimed at obnoxiously debasing portrayals of sex. Although the *120statute condemns such material irrespective of the effect it may have upon those into whose hands it falls, the early case of United States v. Bennet, 24 Fed. Cas. 1093 (No. 14571), put a limiting gloss upon the statutory language: the statute reaches only indecent material which, as now expressed in Roth v. United States, supra, at 489, ‘taken as a whole appeals to prurient interest.’” Manuel Enterprises, Inc. v. Day, 370 U. S. 478, 482-484 (1962) (footnotes omitted; emphasis in original).

See also, Hamling, 418 U. S., at 112 (quoting the above). The petitioner’s conviction was affirmed in Roth, and federal obscenity law was left in force. 354 U. S., at 494.14 We, moreover, have long respected the State Supreme Courts’ ability to narrow state statutes so as to limit the statute’s, scope to unprotected conduct. See, e. g., Ginsberg v. New York, 390 U. S. 629 (1968).

Second, we do not believe that Oakes compels the proposition that Osborne urges us to accept. In Oakes, Justice Scalia, writing for himself and four others, reasoned:

“The overbreadth doctrine serves to protect constitutionally legitimate speech not merely ex post, that is, after the offending statute is enacted, but also ex ante, that is, when the legislature is contemplating what sort of statute to enact. If the promulgation of overbroad laws affecting speech was cost free . . . that is, if no conviction of constitutionally proscribable conduct would be *121lost, so long as the offending statute was narrowed before the final appeal . . . then legislatures would have significantly reduced incentive to stay within constitutional bounds in the first place. When one takes ac-' count of those overbroad statutes that are never challenged, and of the time that elapses before the ones that are challenged are amended to come within constitutional bounds, a substantial amount of legitimate speech would be ‘chilled’. . . .” 491 U. S., at 586 (emphasis in original).

In other words, five of the Oakes Justices feared that if we allowed a legislature to correct its mistakes without paying for them (beyond the inconvenience of passing a new law), we would decrease the legislature’s incentive to draft a narrowly tailored law in the first place.

Legislators who know they can cure their own mistakes by amendment without significant cost may not be as careful to avoid drafting overbroad statutes as they might otherwise be. But a similar effect will not be likely if a judicial construction of a statute to eliminate overbreadth is allowed to be applied in the case before the court. This is so primarily because the legislatures cannot be sure that the statute, when examined by a court, will be saved by a narrowing construction rather than invalidated for overbreadth. In the latter event, there could be no convictions under that law even of those whose own conduct is unprotected by the First Amendment. Even if construed to obviate overbreadth, applying the statute to pending cases might be barred by the Due Process Clause. Thus, careless drafting cannot be considered to be cost free based on the power of the courts to eliminate overbreadth by statutory construction.

There are also other considerations. Osborne contends that when courts construe statutes so as to eliminate over-breadth, convictions of those found guilty of unprotected conduct covered by the statute must be reversed and any fur*122ther convictions for prior reprehensible conduct are barred.15 Furthermore, because he contends that overbroad laws implicating First Amendment interests are nullities and incapable of valid application from the outset, this would mean that judicial construction could not save the statute even as applied to subsequent conduct unprotected by the First Amendment. The overbreadth doctrine, as we have recognized, is indeed “strong medicine,” Broadrick v. Oklahoma, 413 U. S., at 613, and requiring that statutes be facially invalidated whenever overbreadth is perceived would very likely invite reconsideration or redefinition of the doctrine in a way that would not serve First Amendment interests.16

III

Having rejected Osborne’s Stanley and overbreadth arguments, we now reach Osborne’s final objection to his conviction: his contention that he was denied due process because it is unclear that his conviction was based on a finding that each of the elements of § 2907.323(A)(3) was present.17 According *123to the Ohio Supreme Court, in order to secure a conviction under § 2907.323(A)(3), the State must prove both scienter and that the defendant possessed material depicting a lewd exhibition or a graphic focus on genitals. The jury in this case was not instructed that it could convict Osborne only for conduct that satisfied these requirements.

The State concedes the omissions in the jury instructions, but argues that Osborne waived his right to assert this due process challenge because he failed to object when the instructions were given at his trial. The Ohio Supreme Court so held, citing Ohio law. The question before us now, therefore, is whether we are precluded from reaching Osborne’s due process challenge because counsel’s failure to comply with the procedural rule constitutes an independent state-law ground adequate to support the result below. We have no difficulty agreeing with the State that Osborne’s counsel’s failure to urge that the court instruct the jury on scienter constitutes an independent and adequate state-law ground preventing us from reaching Osborne’s due process contention on that point. Ohio law states that proof of scienter is required in instances, like the present one, where a criminal statute does not specify the applicable mental state. See n. 9, supra. The state procedural rule, moreover, serves the State’s important interest in ensuring that counsel do their part in preventing trial courts from providing juries with erroneous instructions.

With respect to the trial court’s failure to instruct on lewdness, however, we reach a different conclusion: Based upon our review of the record, we believe that counsel’s failure to object on this point does not prevent us from considering Osborne’s constitutional claim. Osborne’s trial was brief: The State called only the two arresting officers to the stand; the defense summoned only Osborne himself. Right before trial, Osborne’s counsel moved to dismiss the case, contending *124that § 2907.323(A)(3) is unconstitutionally overbroad. Counsel stated:

“I’m filing a motion to dismiss based on the fact that [the] statute is void for vagueness, overbroad . . . The statute’s overbroad because ... a person couldn’t have pictures of his own grandchildren; probably couldn’t even have nude photographs of himself.
“Judge, if you had some nude photos of yourself when you were a child, you would probably be violating the law ....
“So grandparents, neighbors, or other people who happen to view the photograph are criminally liable under the statute. And on that basis I’m going to ask the Court to dismiss the case.” Tr. 3-4.

The prosecutor informed the trial judge that a number of Ohio state courts had recently rejected identical motions challenging § 2907.323(A)(3). Tr. 5-6. The court then overruled the motion. Id., at 7. Immediately thereafter, Osborne’s counsel proposed various jury instructions. Ibid.

Given this sequence of events, we believe that we may reach Osborne’s due process claim because we are convinced that Osborne’s attorney pressed the issue of the State’s failure of proof on lewdness before the trial court and, under the circumstances, nothing would be gained by requiring Osborne’s lawyer to object a second time, specifically to the jury instructions. The trial judge, in no uncertain terms, rejected counsel’s argument that the statute as written was overbroad. The State contends that counsel should then have insisted that the court instruct the jury on lewdness because, absent a finding that this element existed, a conviction would be unconstitutional. Were we to accept this position, we would “Torce resort to an arid ritual of meaningless form,’. . . and would further no perceivable state interest.” James v. Kentucky, 466 U. S. 341, 349 (1984), quoting Staub v. City of Baxley, 355 U. S. 313, 320 (1958), and citing Henry *125v. Mississippi, 379 U. S. 443, 448-449 (1965). As Justice Holmes warned us years ago, “[w]hatever springes the State may set for those who are endeavoring to assert rights that the State confers, the assertion of federal rights, when plainly and reasonably made, is not to be defeated under the name of local practice.” Davis v. Wechsler, 263 U. S. 22, 24 (1923).

Our decision here is analogous to our decision in Douglas v. Alabama, 380 U. S. 415 (1965). In that case, the Alabama Supreme Court had held that a defendant had waived his Confrontation Clause objection to the reading into evidence of a confession that he had given. Although not following the precise procedure required by Alabama law,18 the defendant had unsuccessfully objected to the prosecution’s use of the confession. We followed “our consistent holdings that the adequacy of state procedural bars to the assertion of federal questions is itself a federal question” and stated that “[i]n determining the sufficiency of objections we have applied the general principle that an objection which is ample and timely to bring the alleged federal error to the attention of the trial court and enable it to take appropriate corrective action is sufficient to serve legitimate state interests, and therefore sufficient to preserve the claim for review here.” Id., at 422. Concluding that “[n]o legitimate state interest would have been served by requiring repetition of a patently futile objection,” we held that the Alabama procedural ruling did not preclude our consideration of the defendant’s constitutional claim. Id., at 421-422. We reach a similar conclusion in this case.

IV

To conclude, although we find Osborne’s First Amendment arguments unpersuasive, we reverse his conviction and re*126mand for a new trial in order to ensure that Osborne’s conviction stemmed from a finding that the State had proved each of the elements of § 2907.323(A)(3).

So ordered.

Justice Blackmun,

concurring.

I join the Court’s opinion. I write separately only to express my agreement with Justice Brennan, see post, at 146, n. 20, that this Court’s ability to entertain Osborne’s due process claim premised on the failure of the trial court to charge the “lewd exhibition” and “graphic focus” elements does not depend upon his objection to this failure at trial.

Justice Brennan,

with whom Justice Marshall and Justice Stevens join,-dissenting.

I agree with the Court that appellant’s conviction must be reversed. I do not agree, however, that Ohio is free on remand to retry him under Ohio Rev. Code Ann. §2907.323(A)(3) (Supp. 1989) as it currently exists. In my view, the state law, even as construed authoritatively by the Ohio Supreme Court, is still fatally overbroad, and our decision in Stanley v. Georgia, 394 U. S. 557 (1969), prevents the State from criminalizing appellant’s possession of the photographs at issue in this case. I therefore respectfully dissent.

I

A

As written, the Ohio statute is plainly overbroad. Section 2907.323(A)(3) makes it a crime to “[pjossess or view any material or performance that shows a minor who is not the person’s child or ward in a state of nudity.” Another section defines “nudity” as

“the showing, representation, or depiction of human male or female genitals, pubic area, or buttocks with less than a full, opaque covering, or of a female breast with less than a full opaque covering of any portion thereof *127below the top of the nipple, or of covered male genitals in a discernibly turgid state.” §2907.01(H).

In short, §§2907.323 and 2907.01(H) use simple nudity, without more, as a way of defining child pornography.1 But as our prior decisions have made clear, “ ‘nudity alone’ does not place otherwise protected material outside the mantle of the First Amendment.” Schad v. Mount Ephraim, 452 U. S. 61, 66 (1981) (quoting Jenkins v. Georgia, 418 U. S. 153, 161 (1974)); see also FW/PBS, Inc. v. Dallas, 493 U. S. 215, 224 (1990) (plurality opinion); id., at 238, n. 1 (Brennan, J., concurring in judgment); Doran v. Salem Inn, Inc., 422 U. S. 922, 932-933 (1975); Southeastern Promotions, Ltd. v. Conrad, 420 U. S. 546, 557-558 (1975); California v. LaRue, 409 U. S. 109, 118 (1972). In Erznoznik v. City of Jacksonville, 422 U. S. 205, 213 (1975), for example, we invalidated an ordinance that “would [have] bar[red] a film containing a picture of a baby’s buttocks, the nude body of a war victim, or scenes from a culture in which nudity is indigenous. The ordinance also might [have] prohibited] newsreel scenes of the opening of an art exhibit as well as shots of bathers on a beach.” The Ohio law as written has the same broad coverage and is similarly unconstitutional.2

*128B

Wary of the statute’s use of the “nudity” standard, the Ohio Supreme Court construed § 2907.323(A)(3) to apply only “where such nudity constitutes a lewd exhibition or involves a graphic focus on the genitals.” State v. Young, 37 Ohio St. 3d 249, 252, 525 N. E. 2d 1363, 1368 (1988). The “lewd exhibition” and “graphic focus” tests not only fail to cure the over-breadth of the statute, but they also create a new problem of vagueness.

1

The Court dismisses appellant’s overbreadth contention in a single cursory paragraph. Relying exclusively on our previous decision in New York v. Ferber, 458 U. S. 747 (1982),3 *129the majority reasons that the “lewd exhibition” standard adequately narrows the statute’s ambit because “[w]e have upheld similar language against overbreadth challenges in the past.” Ante, at 114. The Court’s terse explanation is unsatisfactory, since Ferber involved a law that differs in crucial respects from the one here.

The New York law at issue in Ferber criminalized the use of a child in a “‘[sjexual performance,”’ defined as “‘any performance or part thereof which includes sexual conduct by a child less than sixteen years of age.’” 458 U. S., at 751 (quoting N. Y. Penal Law § 263.00(1) (McKinney 1980)). “‘ “Sexual conduct’”” was in turn defined as “‘actual or simulated sexual intercourse, deviate sexual intercourse, sexual bestiality, masturbation, sado-masochistic abuse, or lewd exhibition of the genitals.’” 458 U. S., at 751 (quoting §263.00 (3)). Although we acknowledged that “nudity, without more[,] is protected expression,” id., at 765, n. 18, we found that the statute was not overbroad because only “a tiny fraction of materials within the statute’s reach” was constitutionally protected. Id., at 773; see also id., at 776 (Brennan, J., concurring in judgment). We therefore upheld the conviction of a bookstore proprietor who sold films depicting young boys masturbating.

The Ohio law is distinguishable for several reasons. First, the New York statute did not criminalize materials with a “graphic focus” on the genitals, and, as discussed further below, Ohio’s “graphic focus” test is impermissibly capacious. Even setting aside the “graphic focus” element, the Ohio Supreme Court’s narrowing construction is still overbroad because it focuses on “lewd exhibitions of nudity” rather than “lewd exhibitions of the genitals” in the context of sexual conduct, as in the New York statute at issue in Ferber.4 *130Ohio law defines “nudity” to include depictions of pubic areas, buttocks, the female breast, and covered male genitals “in a discernibly turgid state,” as well as depictions of the genitals. On its face, then, the Ohio law is much broader than New York’s.

In addition, whereas the Ohio Supreme Court’s interpretation uses the “lewd exhibition of nudity” test standing alone, the New York law employed the phrase “‘lewd exhibition of *131the genitals’” in the context of a longer list of examples of sexual conduct: ‘“actual or simulated sexual intercourse, deviate sexual intercourse, sexual bestiality, masturbation, [and] sado-masochistic abuse.’” 458 U. S., at 751. This syntax was important to our decision in Ferber. We recognized the potential for impermissible applications of the New York statute, see id., at 773, but in view of the examples of “sexual conduct” provided by the statute, we were willing to assume that the New York courts would not “widen the possibly invalid reach of the statute by giving an expansive construction to the proscription on ‘lewd exhibition^] of the genitals.’” Ibid, (emphasis added). In the Ohio statute, of course, there is no analog to the elaborate definition of “sexual conduct” to serve as a similar limit. Hence, while the New York law could be saved at least in part by the notion of ejusdem generis, see 2A C. Sands, Sutherland on Statutory Construction §47.17, p. 166 (4th ed. 1984), the Ohio Supreme Court’s construction of its law cannot.

Indeed, the broad definition of nudity in the Ohio statutory scheme means that “child pornography” could include any photograph depicting a “lewd exhibition” of even a small portion of a minor’s buttocks or any part of the female breast below the nipple. Pictures of topless bathers at a Mediterranean beach, of teenagers in revealing dresses, and even of toddlers romping unclothed, all might be prohibited.5 Fur*132thermore, the Ohio law forbids not only depictions of nudity per se, but also depictions of the buttocks, breast, or pubic area with less than a “full, opaque covering.” Thus, pictures of fashion models wearing semitransparent clothing might be illegal,6 as might a photograph depicting a fully clad male that nevertheless captured his genitals “in a discernibly turgid state.” The Ohio statute thus sweeps in many types of materials that are not “child pornography,” as we used that term in Ferber, but rather that enjoy full First Amendment protection.

It might be objected that many of these depictions of nudity do not amount to “lewd exhibitions.” But in the absence of any authoritative definition of that phrase by the Ohio Supreme Court, we cannot predict which ones. Many would characterize a photograph of a seductive fashion model or alluringly posed adolescent on a topless European beach as “lewd,” although such pictures indisputably enjoy constitutional protection. Indeed, some might think that any nudity, especially that involving a minor, is by definition “lewd,” yet this Court has clearly established that nudity is not ex-*133eluded automatically from the scope of the First Amendment. The Court today is unable even to hazard a guess as to what a “lewd exhibition” might mean; it is forced to rely entirely on an inapposite case — Ferber—that simply did not discuss, let alone decide, the central issue here.

The Ohio Supreme Court provided few clues as to the meaning of the phrase “lewd exhibition of nudity.” The court distinguished “child pornography” from “obscenity,” see 37 Ohio St. 3d, at 257, 525 N. E. 2d, at 1372, thereby implying that it did not believe that an exhibition was required to be “obscene” in order to qualify as “lewd.”7 But it supplied no authoritative definition — a disturbing omission in light of the absence of the phrase “lewd exhibition” from the statutory definition section of the Sex Offenses chapter of the Ohio Revised Code. See §2907.01.8 In fact, the word *134“lewd” does not appear in the statutory definition of any crime involving obscenity or other sexually oriented materials in the Ohio Revised Code. See §§2907.31-2907.35. *135Thus, when the Ohio Supreme Court grafted the “lewd exhibition” test onto the definition of nudity, it was venturing into uncharted territory.9

Moreover, there is no longstanding, commonly understood definition of “lewd” upon which the Ohio Supreme Court’s construction might be said to draw that can save the “lewd exhibition” standard from impermissible vagueness.10 At *136common law, the term “lewd” included “any gross indecency so notorious as to tend to corrupt community morals,” Collins v. State, 160 Ga. App. 680, 682, 288 S. E. 2d 43, 45 (1981), an approach that was “subjective” and dependent entirely on a speaker’s “social, moral, and cultural bias.” Morgan v. Detroit, 389 F. Supp. 922, 930 (ED Mich. 1975).11 Not surprisingly, States with long experience in applying indecency laws have learned that the word “lewd” is “too indefinite and uncertain to be enforceable.” Courtemanche v. State, 507 S. W. 2d 545, 546 (Tex. Cr. App. 1974). See also Attwood v. Purcell, 402 F. Supp. 231, 235 (Ariz. 1975); District of Columbia v. Walters, 319 A. 2d 332, 335-336 (D. C. 1974). The term is often defined by reference to such pejorative synonyms as “‘lustful, lascivious, unchaste, wanton, or loose in morals and conduct.’” People v. Williams, 59 Cal. App. 3d 225, 229, 130 Cal. Rptr. 460, 462 (1976). But “the very phrases and synonyms through which meaning is purportedly ascribed serve to obscure rather than clarify.” State v. Kueny, 215 N. W. 2d 215, 217 (Iowa 1974). “To instruct the jury that a ‘lewd or dissolute’ act is one which is morally ‘loose,’ or ‘lawless,’ or ‘foul’ piles additional un*137certainty upon the already vague words of the statute. In short, vague statutory language is not rendered more precise by defining it in terms of synonyms of equal or greater uncertainty.” Pryor v. Municipal Court for Los Angeles, 25 Cal. 3d 238, 249, 599 P. 2d 636, 642 (1979).

The Ohio Supreme Court, moreover, did not specify the perspective from which “lewdness” is to be determined. A “reasonable” person’s view of “lewdness”? A reasonable pedophile’s? An “average” person applying contemporary local community standards? Statewide standards? Nationwide standards? Cf. Sable Communications of California, Inc. v. FCC, 492 U. S. 115, 133-134 (1989); Pope v. Illinois, 481 U. S. 497, 500-501 (1987); Pinkus v. United States, 436 U. S. 293, 302-303 (1978); Smith v. United States, 431 U. S. 291, 300, n. 6 (1977); Miller v. California, 413 U. S. 15, 24 (1973); Mishkin v. New York, 383 U. S. 502, 508 (1966). In sum, the addition of a “lewd exhibition” standard does not narrow adequately the statute’s reach. If anything, it creates a new problem of vagueness, affording the public little notice of the statute’s ambit and providing an avenue for “ ‘policemen, prosecutors, and juries to pursue their personal predilections.’” Kolender v. Lawson, 461 U. S. 352, 358 (1983) (quoting Smith v. Goguen, 415 U. S. 566, 575 (1974)); see also Houston v. Hill, 482 U. S. 451, 465, and n. 15 (1987).12 Given the important First Amendment interests *138at issue, the vague, broad sweep of the “lewd exhibition” language means that it cannot cure § 2907.323(A)(3)’s overbreadth.

2

The Ohio Supreme Court also added a “graphic focus” element to the nudity definition. This phrase, a stranger to obscenity regulation, suffers from the same vagueness difficulty as “lewd exhibition.” Although the Ohio Supreme Court failed to elaborate what a “graphic focus” might be, the test appears to involve nothing more than a subjective estimation of the centrality or prominence of the genitals in a picture or other representation. Not only is this factor dependent on the perspective and idiosyncrasies of the observer, it also is unconnected to whether the material at issue merits constitutional protection. Simple nudity, no matter how prominent or “graphic,” is within the bounds of the First Amendment. Michelangelo’s “David” might be said to have a “graphic focus” on the genitals, for it plainly portrays them in a manner unavoidable to even a casual observer. Similarly, a painting of a partially clad girl could be said to involve a “graphic focus,” depending on the picture’s lighting and emphasis,13 as could the depictions of nude children on the friezes that adorn our courtroom. Even a photograph of a child running naked on the beach or playing in the bathtub might run afoul of the law, depending on the focus and camera angle.

In sum, the “lewd exhibition” and “graphic focus” tests are too vague to serve as any workable limit. Because the stat*139ute, even as construed authoritatively by the Ohio Supreme Court, is impermissibly overbroad, I would hold that appellant cannot be retried under it.14

II

Even if the statute was not overbroad, our decision in Stanley v. Georgia, 394 U. S. 557 (1969), forbids the criminalization of appellant’s private possession in his home of the materials at issue. “If the First Amendment means anything, it means that the State has no business telling a mán, sitting alone in his own house, what books he may read or what films he may watch.” Id., at 565. Appellant was convicted for possessing four photographs of nude minors, seized from a desk drawer in the bedroom of his house during a search executed pursuant to a warrant. Appellant testified that he had been given the pictures in his home by a friend. There was no evidence that the photographs had been produced commercially or distributed. All were kept in an album that appellant had assembled for his personal use and had possessed privately for several years.

In these circumstances, the Court’s focus on Ferber rather than Stanley is misplaced. Ferber held only that child pornography is “a category of material the production and distribution of which is not entitled to First Amendment protection,” 458 U. S., at 765 (emphasis added); our decision did not extend to private possession. The authority of a State to regulate the production and distribution of such materials is *140not dispositive of its power to penalize possession.15 Indeed, in Stanley we assumed that the films at issue were obscene and that their production, sale, and distribution thus could have been prohibited under our decisions. See 394 U. S., at 559, n. 2. Nevertheless, we reasoned that although the States “retain broad power to regulate obscenity” — and child pornography as well — “that power simply does not extend to mere possession by the individual in the privacy of his own home.” Id., at 568. Ferber did nothing more than place child pornography on the same level of First Amendment protection as obscene adult pornography, meaning that its production and distribution could be proscribed. The distinction established in Stanley between what materials may be regulated and how they may be regulated still stands. See United States v. Miller, 776 F. 2d 978, 980, n. 4 (CA11 1985) (per curiam); People v. Keyes, 135 Misc. 2d 993, 995, 517 N. Y. S. 2d 696, 698 (1987). As Justice White remarked in a different context: “The personal constitutional rights of those like Stanley to possess and read obscenity in their homes and their freedom of mind and thought do not depend on whether the materials are obscene or whether obscenity is constitutionally protected. Their rights to have and view that material in private are independently saved by *141the Constitution.” United States v. Reidel, 402 U. S. 351, 356 (1971).

The Court today finds Stanley inapposite on the ground that “the interests underlying child pornography prohibitions far exceed the interests justifying the Georgia law at issue in Stanley.” Ante, at 108. The majority’s analysis does not withstand scrutiny.16 While the sexual exploitation of children is undoubtedly a serious problem, Ohio may employ other weapons to combat it. Indeed, the State already has enacted a panoply of laws prohibiting the creation, sale, and distribution of child pornography and obscenity involving minors. See n. 1, supra. Ohio has not demonstrated why these laws are inadequate and why the State must forbid mere possession as well.

The Court today speculates that Ohio “will decrease the production of child pornography if it penalizes those who *142possess and view the product, thereby decreasing demand.” Ante, at 109-110. Criminalizing possession is thought necessary because “since the time of our decision in Ferber, much of the child pornography market has been driven underground; as a result, it is now difficult, if not impossible, to solve the child pornography problem by only attacking production and distribution.” Ante, at 110-111. As support, the Court notes that 19 States have “found it necessary” to prohibit simple possession. Ibid. Even were I to accept the Court’s empirical assumptions,171 would find the Court’s *143approach foreclosed by Stanley, which rejected precisely the same contention Ohio makes today:

“[W]e are faced with the argument that prohibition of possession of obscene materials is a necessary incident to Statutory schemes prohibiting distribution. That argument is based on alleged difficulties of proving an intent to distribute or in producing evidence of actual distribution. We are not convinced that such difficulties exist, but even if they did we do not think that they would justify infringement of the individual’s right to read or observe what he pleases. Because that right is so fundamental to our scheme of individual liberty, its restriction may not be justified by the need to ease the administration of otherwise valid criminal laws.” 394 U. S., at 567-568.

At bottom, the Court today is so disquieted by the possible exploitation of children in the production of the pornography that it is willing to tolerate the imposition of criminal penalties for simple possession,18 While I share the majority’s *144concerns, I do not believe that it has struck the proper balance between the First Amendment and the State’s interests, especially in light of the other means available to Ohio to *145protect children from exploitation and the State’s failure to demonstrate a causal link between a ban on possession of child pornography and a decrease in its production.19 “The existence of the State’s power to prevent the distribution of obscene matter” — and of child pornography — “does not mean that there can be no constitutional barrier to any form of practical exercise of that power.” Smith v. California, 361 U. S. 147, 155 (1959).

Ill

Although I agree with the Court’s conclusion that appellant’s conviction must be reversed because of a violation of due process, I do not subscribe to the Court’s reasoning regarding the adequacy of appellant’s objections at trial. See ante, at 122-125. The majority determines that appellant’s due process rights were violated because the jury was not instructed according to the interpretation of § 2907.323(A)(3) adopted by the Ohio Supreme Court on appeal. That is to say, the jury was not told that “the State must prove both scienter and that the defendant posssessed material depicting a lewd exhibition or a graphic focus on genitals.” Ante, at 123. The Court finds that appellant’s challenge to the trial court’s failure to charge the “lewd exhibition” and “graphic focus” elements is properly before us, because appellant objected at trial to the overbreadth of § 2907.323(A)(3). See *146 ante, at 123-124. I agree with the Court’s conclusion that we may reach the merits of appellant’s claim on this point.20

But the Court does not rest there. Instead, in what is apparently dictum given its decision to reverse appellant’s conviction on the basis of the first due process claim, the Court maintains that a separate due process challenge by appellant arising from the Ohio Supreme Court’s addition of a scienter element is procedurally barred because appellant failed to ob-. ject at trial to the absence of a scienter instruction. The Court maintains that §2907.323(A)(3) must be interpreted in light of § 2901.21(B) of the Ohio Revised Code, which provides that recklessness is the appropriate mens rea where a statute ‘“neither specifies culpability nor plainly indicates a purpose to impose strict liability.’” Ante, at 113, n. 9, and *147122-123. I cannot agree with this gratuitous aspect of the Court’s reasoning.

First, the overbreadth contention voiced by appellant must be read as fairly encompassing an objection both to the lack of an intent requirement and to the definition of “nudity.” Appellant objected to, inter alia, the criminalization of the “mere possession or viewing of a photograph,” without the need for the State to show additional elements. Tr. 4. A natural inference from this language is that intent is one of the additional elements that the State should have been required to prove. There is no need to demand any greater precision from a criminal defendant, and in my judgment the overbreadth challenge was sufficient, as a matter of federal law, to preserve the due process claim arising from the addition of a scienter element. As the majority acknowledges, our decision in Ferber mandated that “prohibitions on child pornography include some element of scienter.” Ante, at 115 (citing Ferber, 458 U. S., at 765). In Ferber we recognized that adding an intent requirement was part of the process of narrowing an otherwise overbroad statute, and appellant’s contention that the statute was overbroad should be interpreted in that light. I find the Ohio Supreme Court’s logic internally contradictory: In one breath it adopted a scienter requirement of recklessness to narrow the statute in response to appellant’s overbreadth challenge, and then, in the next breath, it insisted that appellant had failed to object to the lack of a scienter element.

Second, even if appellant had failed to object at trial to the failure of the jury instructions to include a scienter element, I cannot agree with the reasoning of the Ohio Supreme Court, unquestioned by the majority today, that “the omission of the element of recklessness [did] not constitute plain error.” 37 Ohio St. 3d, at 254, 525 N. E. 2d, at 1370. To the contrary, a judge’s failure to instruct the jury on every element of an offense violates a “‘bedrock, “axiomatic and elementary” [constitutional] principle,’” Francis v. Franklin, 471 U. S. *148307, 313 (1985) (quoting In re Winship, 397 U. S. 358, 363 (1970)), and is cognizable on appeal as plain error. Cf. Carella v. California, 491 U. S. 263, 268-269 (1989) (Scalia, J., concurring in judgment); Rose v. Clark, 478 U. S. 570, 580, n. 8 (1986)); Connecticut v. Johnson, 460 U. S. 73, 85-86 (1983) (plurality opinion); Jackson v. Virginia, 443 U. S. 307, 320, n. 14 (1979). “[W]here the error is so fundamental as not to submit to the jury the essential ingredients of the only offense on which the conviction could rest,... it is necessary to take note of it on our own motion.” Screws v. United States, 325 U. S. 91, 107 (1945) (plurality opinion).

Thus, I would find properly before us appellant’s due process challenge arising from the addition of the scienter element, as well as his claim stemming from the creation of the “lewd exhibition” and “graphic focus” tests.

IV

When speech is eloquent and the ideas expressed lofty, it is easy to find restrictions on them invalid. But were the First Amendment limited to such discourse, our freedom would be sterile indeed. Mr. Osborne’s pictures may be distasteful, but the Constitution guarantees both his right to possess them privately and his right to avoid punishment under an overbroad law. I respectfully dissent.

7.3 Controlled Substances- war on drugs 7.3 Controlled Substances- war on drugs

7.3.1 Ruan v. United States 7.3.1 Ruan v. United States

XIULU RUAN, PETITIONER

20–1410 v.

UNITED STATES

on writ of certiorari to the united states court of appeals for the eleventh circuit

 

SHAKEEL KAHN, PETITIONER

21–5261 v.

UNITED STATES

on writ of certiorari to the united states court of appeals for the tenth circuit


[June 27, 2022]

 

 Justice Breyer delivered the opinion of the Court.

 A provision of the Controlled Substances Act, codified at 21 U. S. C. §841, makes it a federal crime, “[e]xcept as authorized[,] . . . for any person knowingly or intentionally . . . to manufacture, distribute, or dispense . . . a controlled substance,” such as opioids. 84 Stat. 1260, 21 U. S. C. §841(a) (emphasis added). Registered doctors may prescribe these substances to their patients. But, as provided by regulation, a prescription is only authorized when a doctor issues it “for a legitimate medical purpose . . . acting in the usual course of his professional practice.” 21 CFR §1306.04(a) (2021).

  In each of these two consolidated cases, a doctor was convicted under §841 for dispensing controlled substances not “as authorized.” The question before us concerns the state of mind that the Government must prove to convict these doctors of violating the statute. We hold that the statute’s “knowingly or intentionally” mens rea applies to authorization. After a defendant produces evidence that he or she was authorized to dispense controlled substances, the Government must prove beyond a reasonable doubt that the defendant knew that he or she was acting in an unauthorized manner, or intended to do so.

I

 The question we face concerns §841’s exception from the general prohibition on dispensing controlled substances contained in the phrase “[e]xcept as authorized.” In particular, the question concerns the defendant’s state of mind. To prove that a doctor’s dispensation of drugs via prescription falls within the statute’s prohibition and outside the authorization exception, is it sufficient for the Government to prove that a prescription was in fact not authorized, or must the Government prove that the doctor knew or intended that the prescription was unauthorized?

 Petitioners Xiulu Ruan and Shakeel Kahn are both doctors who actively practiced medicine. They both possessed licenses permitting them to prescribe controlled substances. The Government separately charged them with unlawfully dispensing and distributing drugs in violation of §841. Each proceeded to a jury trial, and each was convicted of the charges.

 At their separate trials, Ruan and Kahn argued that their dispensation of drugs was lawful because the drugs were dispensed pursuant to valid prescriptions. As noted above, a regulation provides that, “to be effective,” a prescription “must be issued for a legitimate medical purpose by an in dividual practitioner acting in the usual course of his professional practice.” 21 CFR §1306.04(a). We assume, as did the courts below and the parties here, that a prescription is “authorized” and therefore lawful if it satisfies this standard. At Ruan’s and Kahn’s trials, the Government argued that the doctors’ prescriptions failed to comply with this standard. The doctors argued that their prescriptions did comply, and that, even if not, the doctors did not knowingly deviate or intentionally deviate from the standard.

 Ruan, for example, asked for a jury instruction that would have required the Government to prove that he subjectively knew that his prescriptions fell outside the scope of his prescribing authority. The District Court, however, rejected this request. The court instead set forth a more objective standard, instructing the jury that a doctor acts lawfully when he prescribes “in good faith as part of his medical treatment of a patient in accordance with the standard of medical practice generally recognized and accepted in the United States.” App. to Pet. for Cert. in No. 20–410, p. 139a. The court further instructed the jury that a doctor violates §841 when “the doctor’s actions were either not for a legitimate medical purpose or were outside the usual course of professional medical practice.” Ibid. The jury convicted Ruan, and the trial court sentenced him to over 20 years in prison and ordered him to pay millions of dollars in restitution and forfeiture.

 The Eleventh Circuit affirmed Ruan’s convictions. See 966 F. 3d 1101, 1120, 1166–1167 (2020). The appeals court held that a doctor’s “subjectiv[e] belie[f] that he is meeting a patient’s medical needs by prescribing a controlled substance” is not a “complete defense” to a §841 prosecution. Id., at 1167. Rather, the court said, “ ‘[w]hether a defendant acts in the usual course of his professional practice must be evaluated based on an objective standard, not a subjective standard.’ ” Id., at 1166 (quoting United States v. Joseph,  709 F. 3d 1082, 1097 (CA11 2013); emphasis added; alteration in original).

 Kahn’s trial contained similar disagreements over the proper mens rea instructions. Ultimately, the District Court instructed the jury that it should not convict if it found that Kahn acted in “good faith,” defined as “an attempt to act in accordance with what a reasonable physician should believe to be proper medical practice.” App. 486. The court added that to find “good faith,” the jury must conclude that Kahn “acted in an honest effort to prescribe for patients’ medical conditions in accordance with generally recognized and accepted standards of practice.” Ibid. The court also told the jury that “good faith” was a “complete defense” because it “would be inconsistent with knowingly and intentionally distributing and/or dispensing controlled substances outside the usual course of professional practice and without a legitimate medical purpose.” Ibid. The jury convicted Kahn of the §841 charges, and he was sentenced to 25 years in prison.

 The Tenth Circuit affirmed Kahn’s convictions. See 989 F. 3d 806, 812, 824–826 (2021). In doing so, the court held that to convict under §841, the Government must prove that a doctor “either: (1) subjectively knew a prescription was issued not for a legitimate medical purpose; or (2) issued a prescription that was objectively not in the usual course of professional practice.” Id., at 825.

 Both Ruan and Kahn filed petitions for certiorari. We granted the petitions and consolidated the cases to consider what mens rea applies to §841’s authorization exception.

II

 As we have said, §841 makes it unlawful, “[e]xcept as authorized[,] . . . for any person knowingly or intentionally . . . to manufacture, distribute, or dispense . . . a controlled substance.” We now hold that §841’s “knowingly or intentionally” mens rea applies to the “except as authorized” clause.  This means that once a defendant meets the burden of producing evidence that his or her conduct was “authorized,” the Government must prove beyond a reasonable doubt that the defendant knowingly or intentionally acted in an unauthorized manner. Our conclusion rests upon several considerations.

A

 First, as a general matter, our criminal law seeks to punish the “ ‘vicious will.’ ” Morissette v. United States, 342 U. S. 246, 251 (1952); see also id., at 250, n. 4 (quoting F. Sayre, Cases on Criminal Law, p. xxxvi (R. Pound ed. 1927)). With few exceptions, “ ‘wrongdoing must be conscious to be criminal.’ ” Elonis v. United States, 575 U. S. 723, 734 (2015) (quoting Morissette, 342 U. S., at 252). Indeed, we have said that consciousness of wrongdoing is a principle “as universal and persistent in mature systems of [criminal] law as belief in freedom of the human will and a consequent ability and duty of the normal individual to choose between good and evil.” Id., at 250.

 Consequently, when we interpret criminal statutes, we normally “start from a longstanding presumption, traceable to the common law, that Congress intends to require a defendant to possess a culpable mental state.” Rehaif v. United States, 588 U. S. ___, ___ (2019) (slip op., at 3). We have referred to this culpable mental state as “scienter,” which means the degree of knowledge necessary to make a person criminally responsible for his or her acts. See ibid.; Black’s Law Dictionary 1613 (11th ed. 2019); Morissette, 342 U. S., at 250–252.

 Applying the presumption of scienter, we have read into criminal statutes that are “silent on the required mental state”—meaning statutes that contain no mens rea provision whatsoever—“ ‘that mens rea which is necessary to separate wrongful conduct from “otherwise innocent conduct.” ’ ” Elonis, 575 U. S., at 736 (quoting Carter v. United States, 530 U. S. 255, 269 (2000); emphasis added). Unsurprisingly, given the meaning of scienter, the mens rea we have read into such statutes is often that of knowledge or intent. See, e.g., Staples v. United States, 511 U. S. 600, 619 (1994); United States v. United States Gypsum Co., 438 U. S. 422, 444–446 (1978).

 And when a statute is not silent as to mens rea but instead “includes a general scienter provision,” “the presumption applies with equal or greater force” to the scope of that provision. Rehaif, 588 U. S., at ___ (slip op., at 3) (emphasis added). We have accordingly held that a word such as “knowingly” modifies not only the words directly following it, but also those other statutory terms that “separate wrongful from innocent acts.” Id., at ___ (slip op., at 6); see, e.g., ibid.; United States v. X-Citement Video, Inc., 513 U. S. 64, 72 (1994); Liparota v. United States, 471 U. S. 419, 426 (1985).

 Section 841 contains a general scienter provision—“knowingly or intentionally.” And in §841 prosecutions, a lack of authorization is often what separates wrongfulness from innocence. Defendants who produce evidence that they are “authorized” to dispense controlled substances are often doctors dispensing drugs via prescription. We normally would not view such dispensations as inherently illegitimate; we expect, and indeed usually want, doctors to prescribe the medications that their patients need. In §841 prosecutions, then, it is the fact that the doctor issued an unauthorized prescription that renders his or her conduct wrongful, not the fact of the dispensation itself. In other words, authorization plays a “crucial” role in separating innocent conduct—and, in the case of doctors, socially beneficial conduct—from wrongful conduct. X-Citement Video, 513 U. S., at 73. Applying §841’s “knowingly or intentionally” mens rea to the authorization clause thus “helps advance the purpose of scienter, for it helps to separate wrongful from innocent acts.” Rehaif, 588 U. S., at ___ (slip op.,  at 6); see also X-Citement Video, 513 U. S., at 72–73.

 In addition, the regulatory language defining an authorized prescription is, we have said, “ambiguous,” written in “generalit[ies], susceptible to more precise definition and open to varying constructions.” Gonzales v. Oregon, 546 U. S. 243, 258 (2006); see id., at 257 (regulation “gives little or no instruction on” major questions); see also 21 CFR §1306.04(a) (regulation defining “effective” prescription as one “issued for a legitimate medical purpose by an individual practitioner acting in the usual course of his professional practice”). The conduct prohibited by such language (issuing invalid prescriptions) is thus “often difficult to distinguish from the gray zone of socially acceptable . . . conduct” (issuing valid prescriptions). United States Gypsum, 438 U. S., at 441. A strong scienter requirement helps to diminish the risk of “overdeterrence,” i.e., punishing acceptable and beneficial conduct that lies close to, but on the permissible side of, the criminal line. Ibid.

 The statutory provisions at issue here are also not the kind that we have held fall outside the scope of ordinary scienter requirements. Section 841 does not define a regulatory or public welfare offense that carries only minor penalties. Cf. Rehaif, 588 U. S., at ___ (slip op., at 6); Staples, 511 U. S., at 606. Rather, §841 imposes severe penalties upon those who violate it, including life imprisonment and fines up to $1 million. See §841(b)(1)(C); see generally §841(b). Such severe penalties counsel in favor of a strong scienter requirement. See Staples, 511 U. S., at 618–619 (noting that “a severe penalty is a further factor tending to suggest that . . . the usual presumption that a defendant must know the facts that make his conduct illegal should apply”); United States Gypsum, 438 U. S., at 442, n. 18.

 Nor is the “except as authorized” clause a jurisdictional provision, to which the presumption of scienter would not apply. Cf. Rehaif, 588 U. S., at ___ (slip op., at 4); United States v. Yermian, 468 U. S. 63, 68–69 (1984). To the contrary, and as we have explained, a lack of authorization is often the critical thing distinguishing wrongful from proper conduct.

B

 Analogous precedent reinforces our conclusion. In Liparota, we interpreted a statute penalizing anyone who “ ‘knowingly uses [food stamps] in any manner not authorized by’ ” statute. 471 U. S., at 420. We held that “knowingly” modified both the “use” of food stamps element and the element that the use be “not authorized.” Id., at 423, 433. We applied “knowingly” to the authorization language even though Congress had not “explicitly and unambiguously” indicated that it should so apply. Id., at 426. But if knowingly did not modify the fact of nonauthorization, we explained, the statute “would . . . criminalize a broad range of apparently innocent conduct.” Ibid.

 Similarly, in X-Citement Video, we interpreted a statute penalizing anyone who “ ‘knowingly transports’ ” or “ ‘knowingly receives’ ” videos “ ‘involv[ing] the use of a minor engaging in sexually explicit conduct.’ ” 513 U. S., at 68. We held that “knowingly” applied not only to the element of transporting or receiving videos but also to the elemental fact that the videos involve “the use of a minor.” Id., at 66. We recognized that this was not “the most grammatical reading of the statute.” Id., at 70. But, we explained, “the age of the performers is the crucial element separating legal innocence from wrongful conduct,” for possessing sexually explicit videos involving nonminors is protected First Amendment activity. Id., at 72–73.

 Finally, in Rehaif, we interpreted a statutory scheme in which one statutory subsection provided penalties for anyone who “knowingly violates” a separate subsection. 588 U. S., at ___–___ (slip op., at 3–4). This latter subsection  made it “unlawful” for people with certain statuses (i.e., being a felon or being in the country unlawfully) to possess a gun. Ibid. We held that the first subsection’s “knowingly” language applied to the status element in the second subsection. Id., at ___ (slip op., at 5). To convict under the statute, then, the Government had to prove that a defendant knew he had one of the listed statuses. Ibid. “Without knowledge of that status,” we reasoned, “the defendant may well lack the intent needed to make his behavior wrongful,” because “[a]ssuming compliance with ordinary licensing requirements, the possession of a gun can be entirely innocent.” Id., at ___ (slip op., at 6).

 Like the statutes at issue in these cases, the statute here contains a scienter provision. Section 841 states: “Except as authorized by this subchapter, it shall be unlawful for any person knowingly or intentionally . . . to manufacture, distribute, or dispense . . . a controlled substance.” (Emphasis added.) Like those three cases, the question here concerns the mental state that applies to a statutory clause (“[e]xcept as authorized”) that does not immediately follow the scienter provision. Like the three cases, the statutory clause in question plays a critical role in separating a defendant’s wrongful from innocent conduct. And, like the Court in those cases, we conclude that the statute’s mens rea applies to that critical clause.

III

 We are not convinced by the Government’s arguments to the contrary. First, the Government correctly points out, and the concurrence emphasizes, that the statutory language at issue in the cases we have just described set forth elements of the offense. Here, the Government and the concurrence say, the “except as authorized” clause does not set forth an element. See, e.g., post, at 4–7 (Alito, J., concurring in judgment).

 The Government and the concurrence point to two ways  in which the “except as authorized” clause is unlike an element, both of which rely on a different provision of the Controlled Substances Act—§885. Section 885 says that the Government need not “negative”—i.e., refute—“any exemption or exception . . . in any complaint, information, indictment, or other pleading.” This means that, in a prosecution under the Controlled Substances Act, the Government need not refer to a lack of authorization (or any other exemption or exception) in the criminal indictment. Cf. United States v. Resendiz-Ponce, 549 U. S. 102, 108 (2007) (criminal indictment must set forth all elements of the charged crime). Section 885 also says that the Government need not “negative any exemption or exception . . . in any trial,” and that “the burden of going forward with the evidence with respect to any such exemption or exception shall be upon the person claiming its benefit,” not upon the prosecution. Cf. Patterson v. New York, 432 U. S. 197, 210 (1977) (Government bears burden of proving all elements of charged offense).

 But even assuming that lack of authorization is unlike an element for the two purposes that §885 sets forth, those two purposes have little or nothing to do with scienter requirements. The first has to do with the indictment. It simply says that the Government need not set forth in an indictment a lack of authorization, or otherwise allege that a defendant does not fall within the many exceptions and exemptions that the Controlled Substances Act contains. The Act excepts, for example, licensed professionals such as dentists, veterinarians, scientific investigators, and pharmacists from the prohibition on dispensing controlled substances. See 21 U. S. C. §802(21). The Act also excepts employees of drug manufacturers, common carriers, and people with sick family members or pets from the prohibition on possessing controlled substances. See §§802(27), 822(c). Section 885 merely absolves the Government of having to allege, in an indictment, the inapplicability of every  statutory exception in each Controlled Substances Act prosecution.

 Section 885’s second purpose refers only to “the burden of going forward with the evidence,” i.e., the burden of production. See Black’s Law Dictionary, at 244. It says nothing regarding the distinct issue of the burden of persuasioni.e., the burden of proving a lack of authorization. Cf. Director, Office of Workers’ Compensation Programs v. Greenwich Collieries, 512 U. S. 267, 274 (1994) (“our opinions consistently distinguis[h] between burden of proof, which we defined as burden of persuasion, and . . . the burden of production or the burden of going forward with the evidence”); see also Schaffer v. Weast, 546 U. S. 49, 56 (2005). Section 885 can thus be understood as providing a presumptive device, akin to others we have recognized in the criminal context, which “merely shift[s] the burden of production to the defendant, following the satisfaction of which the ultimate burden of persuasion returns to the prosecution.” County Court of Ulster Cty. v. Allen, 442 U. S. 140, 157–158, n. 16 (1979); see Parker v. Matthews, 567 U. S. 37, 42, n. 1 (2012) (per curiam). Contrary to the concurrence’s assertion, see post, at 9–11, the differences between these two burdens and the use of procedural mechanisms to shift one burden but not the other are well established. See, e.g., 29 Am. Jur. 2d Evidence §207, p. 246 (2019) (“due process does not prohibit the use of a . . . procedural device that shifts to a defendant the burden of producing some evidence contesting a fact that may otherwise be inferred, provided the prosecution retains the ultimate burden of proof ”); 1 W. LaFave, Substantive Criminal Law §1.8(a), p. 102 (3d ed. 2018) (similar). In a §841 prosecution, then, once the defendant satisfies the initial burden of production by producing evidence of authorization, the burden of proving a lack of authorization shifts back to the Government. And, as with §885’s indictment-related purpose, §885’s burden-related purpose simply relieves the Government from having to disprove, at  the outset of every Controlled Substances Act prosecution, every exception in the statutory scheme.

 Section 885 thus does not provide a basis for inferring that Congress intended to do away with, or weaken, ordinary and longstanding scienter requirements. At the same time, the language of §841 (which explicitly includes a “knowingly or intentionally” provision); the crucial role authorization (or lack thereof ) plays in distinguishing morally blameworthy conduct from socially necessary conduct; the serious nature of the crime and its penalties; and the vague, highly general language of the regulation defining the bounds of prescribing authority all support applying normal scienter principles to the “except as authorized” clause. That statutory requirement, while differing from an element in some respects, is sufficiently like an element in respect to the matter at issue here as to warrant similar legal treatment.

 And the Government does not deny that, once a defendant claims that he or she falls within the authorization exception and the burden shifts back to the Government, the Government must prove a lack of authorization by satisfying the ordinary criminal law burden of proof—beyond a reasonable doubt. See Brief for United States 26; Tr. of Oral Arg. 50–51; see also id., at 62–65. But see post, at 10–11 (concurrence suggesting, contrary to the position advanced by all parties to these cases, that the Government need only prove lack of authorization by a preponderance of the evidence). Once the defendant meets his or her burden of production, then, the Government must prove lack of authorization beyond a reasonable doubt.

 Resisting the “knowingly or intentionally” standard, the Government instead offers a substitute mens rea standard. The Government says that rather than simply apply the statute’s “knowingly or intentionally” language to the authorization clause, we should read the statute as implicitly containing an “objectively reasonable good-faith effort” or  “objective honest-effort standard.” Brief for United States 16–17; cf. post, at 13 (concurrence arguing that doctors can defend against a §841 prosecution by proving that they have “act[ed] in subjective good faith in prescribing drugs”). That is to say, once a defendant meets his or her burden of production, the Government can convict “by proving beyond a reasonable doubt that [the defendant] did not even make an objectively reasonable attempt to ascertain and act within the bounds of professional medicine.” Brief for United States 16.

 We are not convinced. For one thing, §841, like many criminal statutes, uses the familiar mens rea words “knowingly or intentionally.” It nowhere uses words such as “good faith,” “objectively,” “reasonable,” or “honest effort.”

 For another, the Government’s standard would turn a defendant’s criminal liability on the mental state of a hypothetical “reasonable” doctor, not on the mental state of the defendant himself or herself. Cf. id., at 24 (Government arguing that “a physician can violate Section 841(a) when he makes no objectively reasonable attempt to conform his conduct to something that his fellow doctors would view as medical care” (emphasis added)).

 We have rejected analogous suggestions in other criminal contexts. In Elonis, for example, we considered the mental state applicable to a statute that criminalized threatening communications but contained no explicit mens rea requirement. 575 U. S., at 732. The Government argued that the statute required proof that a reasonable person would find the communications threatening. Id., at 738–739. But, we said, “[h]aving liability turn on whether a ‘reasonable person’ regards the communication as a threat—regardless of what the defendant thinks—reduces culpability on the all-important element of the crime to negligence.” Id., at 738 (some internal quotation marks omitted). “[A]nd,” we emphasized, “we ‘have long been reluctant to infer that a negligence standard was intended in criminal statutes.’ ” Ibid.  (quoting Rogers v. United States, 422 U. S. 35, 47 (1975) (Marshall, J., concurring)). We believe the same of the Government’s proposed standard here.

 The Government asserts that we held to the contrary, and “effectively endorsed” its honest-effort standard, in United States v. Moore, 423 U. S. 122 (1975). Brief for United States 26. But the question in Moore was whether doctors could ever be held criminally liable under §841. 423 U. S., at 124. Moore did not directly address the issue before us here regarding the mens rea required to convict under the statute.

 Further, the Government, citing Yermian, notes that the authorization clause precedes the words “knowingly or intentionally.” And, the Government argues, grammatically speaking, that fact prevents the latter mens rea provision from modifying the former clause. See Brief for United States 24–25. But Yermian based its holding on the fact that the clause preceding the mens rea provision set forth a jurisdictional criteria, which is typically not subject to a scienter requirement. 468 U. S., at 68–69; see also Rehaif, 588 U. S., at ___ (slip op., at 4). Yermian did not base its holding on the grammatical positioning of the statutory language.

 Finally, the Government argues that requiring it to prove that a doctor knowingly or intentionally acted not as authorized will allow bad-apple doctors to escape liability by claiming idiosyncratic views about their prescribing authority. See, e.g., Brief for United States 33. This kind of argument, however, can be made in many cases imposing scienter requirements, and we have often rejected it on bases similar to those we have set forth in Part II of this opinion. See, e.g., Rehaif, 588 U. S., at ___ (slip op., at 8); Liparota, 471 U. S., at 433–434.

 We do the same here. The Government, of course, can prove knowledge of a lack of authorization through circumstantial evidence. See ibid. And the regulation defining the scope of a doctor’s prescribing authority does so by reference  to objective criteria such as “legitimate medical purpose” and “usual course” of “professional practice.” 21 CFR §1306.04(a); see Gonzales, 546 U. S., at 285 (Scalia, J., dissenting) (“The use of the word ‘legitimate’ connotes an objective standard of ‘medicine’ ”); Moore, 423 U. S., at 141–142 (describing Congress’ intent “to confine authorized medical practice within accepted limits” (emphasis added)). As we have said before, “the more unreasonable” a defendant’s “asserted beliefs or misunderstandings are,” especially as measured against objective criteria, “the more likely the jury . . . will find that the Government has carried its burden of proving knowledge.” Cheek v. United States, 498 U. S. 192, 203–204 (1991). But the Government must still carry this burden. And for purposes of a criminal conviction under §841, this requires proving that a defendant knew or intended that his or her conduct was unauthorized.

IV

 The Government argues that we should affirm Ruan’s and Kahn’s convictions because the jury instructions at their trials conveyed the requisite mens rea. Alternatively, the Government argues that any instructional error was harmless. But the Court of Appeals in both cases evaluated the jury instructions under an incorrect understanding of §841’s scienter requirements. We decline to decide in the first instance whether the instructions complied with the standard we have set forth today. Cf. Rehaif, 588 U. S., at ___ (slip op., at 11). We leave that and any harmlessness questions for the courts to address on remand.

*  *  *

 We conclude that §841’s “knowingly or intentionally” mens rea applies to the “except as authorized” clause. This means that in a §841 prosecution in which a defendant meets his burden of production under §885, the Govern ment must prove beyond a reasonable doubt that the defendant knowingly or intentionally acted in an unauthorized manner. We vacate the judgments of the Courts of Appeals below and remand the cases for further proceedings consistent with this opinion.

It is so ordered.

 
TOP

Concurrence

SUPREME COURT OF THE UNITED STATES

_________________

Nos. 20–1410 and 21–5261

_________________

XIULU RUAN, PETITIONER

20–1410 v.

UNITED STATES

on writ of certiorari to the united states court of appeals for the eleventh circuit

 

SHAKEEL KAHN, PETITIONER

21–5261 v.

UNITED STATES

on writ of certiorari to the united states court of appeals for the tenth circuit


[June 27, 2022]

 

 Justice Alito, with whom Justice Thomas joins, and with whom Justice Barrett joins as to Parts I–A, I–B, and II, concurring in the judgment.

 In criminal law, the distinction between the elements of an offense and an affirmative defense is well-known and important. In these cases, however, the Court recognizes a new hybrid that has some characteristics of an element and some characteristics of an affirmative defense. The consequences of this innovation are hard to foresee, but the result may well be confusion and disruption. That risk is entirely unnecessary.

 We granted certiorari in these cases to decide whether a physician may be convicted of dispensing or distributing drugs by prescription under a provision of the Controlled Substances Act of 1970 (CSA), 21 U. S. C. §841(a), if he or she believed in good faith that the prescription was within the course of professional practice. In my view, there is a  straightforward answer to this question. The CSA contains an exception for prescriptions issued in the course of professional practice, and this exception is a carry-over from the CSA’s predecessor, the Harrison Narcotics Act of 1914, 38 Stat. 785. In interpreting the Harrison Act, this Court held that a registered physician acts “in the course of his professional practice” when the physician writes prescriptions “in good faith.” Linder v. United States, 268 U. S. 5, 17–18 (1925). I would hold that this rule applies under the CSA and would therefore vacate the judgments below and remand for further proceedings.

 The Court declines to adopt this approach and instead takes a radical new course. It holds that the mental state expressed by the terms “knowingly or intentionally” in §841(a) applies to the provision’s “[e]xcept as authorized” proviso. It bases this conclusion not on anything in the language of the CSA, but instead on the “presumption, traceable to the common law, that Congress intends to require a defendant to possess a culpable mental state.” Rehaif v. United States, 588 U. S. ___, ___ (2019) (slip op., at 3).

 The Court’s analysis rests on an obvious conceptual mistake. A culpable mental state—or, to use the traditional Latin term, “mens rea”—is the mental state an accused must have in relation to the elements of an offense. But the authorizations in the CSA that excuse acts that are otherwise unlawful under §841(a) are not elements of the offenses created by that provision. They are affirmative defenses. The presumption that elements must be accompanied by a culpable mental state—which I will call “the mens rea canon”—provides no guidance on what a defendant must prove to establish an affirmative defense. And for that reason, that canon does not help to decide whether there is a good-faith defense in §841(a) prosecutions of physicians.

 The Court does not claim that the “[e]xcept as authorized”  proviso actually constitutes an element of dispensing or distributing a controlled substance. But it concludes, based on a vague four-part test, that the proviso is “sufficiently like an element in respect to the matter at issue here as to warrant similar treatment.” Ante, at 12. How many other affirmative defenses might warrant similar treatment, the Court does not say. It leaves prosecutors, defense attorneys, and the lower courts in the dark. I cannot accept this cavalier treatment of an important question.

 Nor can I accept the Court’s conclusion that once a defendant produces evidence that his or her conduct was “authorized,” “the Government must prove beyond a reasonable doubt that the defendant knowingly or intentionally acted in an unauthorized manner.” Ante, at 5. We did not grant certiorari on the question of the burden of proof applicable to authorizations to dispense or distribute controlled substances. No party has briefed this issue, and its resolution is not essential to our decision in these cases. In keeping with our normal practice, I would not address this question. But because the Court volunteers its own answer, I will offer one as well. As I see it, the text of the CSA does not show that Congress intended to deviate from the common-law rule that the burden of proving “affirmative defenses—indeed, ‘all . . . circumstances of justification, excuse or alleviation’—rest[s] on the defendant.” Patterson v. New York, 432 U. S. 197, 202 (1977) (quoting 4 W. Blackstone Commentaries *201). And absolutely nothing in the text of the statute indicates that Congress intended to impose a burden on the Government to disprove all assertions of authorization beyond a reasonable doubt.

I

A

 As relevant here, §841(a)(1) provides that “except as authorized by this subchapter, it shall be unlawful for any per- son knowingly or intentionally . . . to manufacture, distribute, or dispense, or possess with intent to manufacture, distribute, or dispense, . . . a controlled substance.” According to the Court’s reasoning, the terms “knowingly or intentionally” in §841(a)(1) apply to the “except as authorized” proviso at the beginning of the provision. But it is hard to see how this could be true.

 As a matter of elementary syntax, the adverbs “knowingly” and “intentionally” are most naturally understood to modify the verbs that follow, i.e., “manufacture,” “distribute,” etc., and not the introductory phrase “except as authorized.” That phrase, in turn, clearly modifies the term “unlawful.”

 The Court does not suggest otherwise. It does not claim that “knowingly or “intentionally” modifies the introductory proviso in a grammatical sense. (If it did, the introductory phrase would clearly be an element, and for reasons that I will explain, infra, at 5–6, 21 U. S. C. §885 unmistakably rules that out.) Instead, the Court pointedly uses different terminology. It repeatedly says that the phrase “knowingly or intentionally” “applies” to the introductory phrase, ante, at 2, 4, 6, 9, 15 (emphasis added). And it reaches this conclusion based on grounds that have nothing to do with grammar or syntax.

 Specifically, the Court relies on a substantive canon of interpretation—the mens rea canon. Under this canon, the Court interprets criminal statutes to require a mens rea for each element of an offense “even where ‘the most grammatical reading of the statute’ does not support” that interpretation. Rehaif, 588 U. S., at ___ (slip op., at 6) (quoting United States v. X-Citement Video, Inc., 513 U. S. 64, 70 (1994)).1* But until today, this canon has been applied only  to elements, and the “except as authorized” introductory phrase in §841(a)(1) is plainly not an element.

 “The definition of the elements of a criminal offense is entrusted to the legislature, particularly in the case of federal crimes, which are solely creatures of statute.” Liparota v. United States, 471 U. S. 419, 424 (1985). See also Dixon v. United States, 548 U. S. 1, 7 (2006). But authorization to dispense or distribute a controlled substance lacks the most basic features of an element of an offense. For one thing, it is black-letter law that an indictment must allege “the elements of the offense charged.” Hamling v. United States, 418 U. S. 87, 117 (1974). So if lack of authorization were an element, it would be necessary to allege that in every §841(a)(1) indictment. But §885 says that it is not “necessary for the United States to negative any exemption or exception set forth in [the relevant subchapter] in any . . . indictment.” Beyond that, the prosecution bears the burden of producing evidence with respect to every element of a crime. Patterson, 432 U. S., at 215. But §885(a)(1) also provides that “the burden of going forward with the evidence with respect to any such exemption or exception shall be upon the person claiming its benefit.” It could hardly be  more obvious that Congress did not cast the “except as authorized” introductory proviso as an element of distributing or dispensing a controlled substance.

 Instead, that proviso clearly creates an affirmative defense—that is, a “justification or excuse which is a bar to the imposition of criminal liability” on conduct that satisfies the elements of an offense. 1 W. LaFave, Substantive Criminal Law §1.8(c) (3d ed. 2018). Section 841(a)(1) has two main parts: a principal clause generally prohibiting “knowingly or intentionally” doing certain things with respect to controlled substances (i.e., manufacturing them, distributing them, etc.), and a proviso indicating that these acts are unlawful “except as authorized” by other statutory provisions. As we have long held, the default rule for interpreting provisions with this structure is that “ ‘an exception made by a proviso or other distinct clause’ ” designates an affirmative defense that the Government has no duty to “ ‘negative.’ ” Dixon, 548 U. S., at 13 (quoting McKelvey v. United States, 260 U. S. 353, 357 (1922)); see also United States v. Dickson, 15 Pet. 141, 165 (1841) (calling this “the general rule of law which has always prevailed”). When this rule applies, it is “ ‘incumbent on one who relies on such an exception to set it up and establish it.’ ” Dixon, 548 U. S., at 13 (quoting McKelvey, 260 U. S., at 357).

 The CSA explicitly incorporates this default rule. As noted, §885(a)(1) provides that the prosecution need not “negative any exemption or exception set forth in this subchapter in any complaint, information, indictment, or other pleading or in any trial, hearing, or other proceeding.” (Emphasis added.) Short of using the words “affirmative defense,” there is no clearer way of indicating that authorization constitutes an affirmative defense.

 On the most natural reading, then, §841(a)(1) creates an offense that has as its elements (1) knowingly or intentionally (2) distributing or dispensing (3) a controlled substance. The “[e]xcept as authorized” proviso recognizes an  affirmative defense that excuses or justifies conduct that otherwise would fall within §841(a)(1)’s general prohibition. The mens rea canon does not speak to the constituents of that defense.

B

 While the Court does not claim that the “[e]xcept as authorized” proviso is an element of a §841(a)(1) offense, the Court argues that the proviso is “sufficiently like an element in respect to the matter at issue here” for the mens rea canon to apply, ante, at 12. The Court provides four reasons for this conclusion: “[T]he language of §841 (which explicitly includes a ‘knowingly or intentionally’ provision); the crucial role authorization (or lack thereof ) plays in distinguishing morally blameworthy conduct from socially necessary conduct; the serious nature of the crime and its penalties; and the vague, highly general language of the regulation defining the bounds of prescribing authority.” Ibid. Not one of these reasons withstands scrutiny.

“[T]he language of §841.” The Court notes that this provision expressly sets out a mens rea that applies to the elements of the offense, ante, at 13, but the vast majority of criminal statutes share this characteristic. Therefore, this feature does not set §841 apart.

“[T]he crucial role authorization (or lack thereof ) plays in distinguishing morally blameworthy conduct from socially necessary conduct.” The Court claims that authorization separates out morally blameworthy innocent conduct; but something very similar may be said about most, if not all, affirmative defenses. Take the common-law defense of duress. Duress “excuse[s] criminal conduct where the actor was under an unlawful threat of imminent death or serious bodily injury” and the “threat caused the actor to engage in conduct violating the literal terms of the criminal law.” United States v. Bailey, 444 U. S. 394, 409 (1980). But a  person who acts under duress is not “morally blameworthy”—that is part of what it means to say that duress excuses otherwise-criminal conduct. Similarly, individuals who kill or wound another person in self-defense to prevent their own death or serious injury are not considered morally blameworthy. No one supposes that these defenses are hybrids, or that the mens rea canon is a guide to their content.

 It is unclear why the Court thinks that §841(a)’s affirmative defense is different. There are hints in the Court’s opinion that it has crafted a special rule for doctors—for example, the Court describes their conduct in writing prescriptions as not just “innocent,” but “socially beneficial” and “socially necessary.” Ante, at 6, 12. But §841(a) is not a doctor-specific provision. Section 841(a)’s proviso presumably applies in the same way for all §841(a) defendants—whether they are drug dealers accused of selling heroin or are physicians charged with abusing their authority to prescribe painkillers.

“[T]he serious nature of the crime and its penalties.” The Court also suggests that authorization is “like an element” because dispensing or distributing a controlled substance is a felony that carries a substantial sentence. But would all felonies qualify? If not, where would the Court draw the line? The Court provides no answers.

“[T]he vague, highly general language of the regulation defining prescribing authority.” As the Court explains, the regulation defining the authority of physicians to prescribe controlled substances allows them to issue a prescription “for a legitimate medical purpose . . . in the usual course of . . . professional practice.” 21 CFR §1306.04(a) (2021). But §841(a) applies to many other types of violations and many other categories of defendants. Is the proviso a hybrid element/defense only for doctors? Would its status change if the regulation were reframed in more specific terms? How can the status of a phrase in a statute depend upon an implementing regulation? The Court provides no answer to  these or any other questions naturally raised by its ipse dixit that the exception in §841(a) is “sufficiently like” an element to require that it be treated as such in some respects but not others.

C

 The Court also errs in holding that, if a §841(a)(1) defendant “meets the burden of producing evidence that his or her conduct was ‘authorized,’ ” the Government has the burden to “prove beyond a reasonable doubt that the defendant knowingly or intentionally acted in an unauthorized manner,” ante, at 5. As noted, the common-law rule was that the defendant had the burden of production and persuasion on any affirmative defense. And the Court has held that when Congress does not address the burden of proof in the text of a statute, “we presume that Congress intended to preserve the common-law rule.” Smith v. United States, 568 U. S. 106, 112 (2013); see also Dixon, 548 U. S., at 13–14.

 The Court identifies one and only one reason for deviating from this background rule—the fact that §885(a)(1) states that “the burden of going forward with the evidence with respect to any . . . exemption or exception shall be upon the person claiming its benefit.” Because this provision does not say expressly that a defendant also has the burden of persuasion, the Court infers that Congress meant to allocate that burden to the prosecution. That inference is unwarranted. Section 885(a)(1) explicitly relieves the Government of the burden of “negativ[ing]” exceptions “in any trial.” And it is hard to see how the Government does not have the burden to “negative” exceptions if it must affirmatively disprove a prima facie case of authorization any time a defendant satisfies the initial burden of production.

 But even if one credits the majority’s assumption that the CSA partly deviates from the common-law rule by shifting the burden of persuasion to the Government, the majority’s  further holding that the Government must carry that burden with proof “beyond a reasonable doubt” comes out of thin air. The usual rule is that affirmative defenses must be proved “by a preponderance of the evidence.” Id., at 17. But the majority does not identify a single word in §§841(a)(1), 885(a)(1), or any other provision of the CSA that even suggests that the statute imposes a burden of disproving authorization defenses beyond a reasonable doubt.

 The only thing that could conceivably justify reading a reasonable-doubt requirement into a statute that says nothing on the subject is the principle that an ambiguous statute must be interpreted, when possible, to avoid unconstitutionality. See A. Scalia & B. Garner, Reading Law: The Interpretation of Legal Texts 247–251 (2012). But the Court does not claim that it would be unconstitutional for Congress to require the Government to prove lack of authorization by only a preponderance of the evidence. Indeed, the Court does not even claim that it would be unconstitutional to shift the burden of persuasion to the defendant. Nor could it. Our precedents establish that governments are “foreclosed from shifting the burden of proof to the defendant only ‘when an affirmative defense . . . negate[s] an element of the crime.’ ” Smith, 568 U. S., at 110 (quoting Martin v. Ohio, 480 U. S. 228, 237 (1987) (Powell, J., dissenting)). And we have held that when an affirmative defense instead justifies or “ ‘excuse[s] conduct that would otherwise be punishable,’ ” the “Government has no constitutional duty to overcome the defense beyond a reasonable doubt.” 568 U. S., at 110 (quoting Dixon, 548 U. S., at 6).

 The authorization defense made available to prescribing physicians by the CSA plainly does not negate any of the defining elements of dispensing or distributing a controlled substance in violation of §841(a)(1). As a result, the Court has no basis for reading a requirement to disprove authorization into the CSA. And at a minimum, even if the Government must bear the ultimate burden of persuasion once  the burden of production is satisfied, the CSA should be read to preserve a traditional preponderance-of-the- evidence standard for authorization defenses.

II

 My analysis thus far establishes that authorization is an affirmative defense to liability under §841(a)(1), and the constituents of that defense cannot be identified through brute-force application of a canon designed to identify the elements of an offense. In my view, the contours of that defense can be elucidated only by examining the text, structure, and history of the provisions of the CSA that define it. I turn to that task now.

 The authorization relied on by the petitioners in these cases permits physicians registered with the federal Drug Enforcement Administration to prescribe controlled substances to patients by prescription. §§822(b), 823(f ), 829(a). As we have previously interpreted it, this authorization does not allow physicians to dispense controlled substances by prescription for any reason they choose; instead, the authorization “is limited to the dispensing and use of drugs ‘in the course of professional practice or research.’ ” United States v. Moore, 423 U. S. 122, 141 (1975) (quoting §802(20) (1970 ed.)).

 The notion of action taken “in the course of professional practice” is not defined in the CSA, but our precedents hold that when Congress employs a term of art “obviously transplanted from another legal source,” it “brings the old soil with it.” George v. McDonough, 596 U. S. ___, ___ (2022) (slip op., at 5) (quoting Taggart v. Lorenzen, 587 U. S. ___, ___ (2019) (slip op., at 5); internal quotation marks omitted). And the notion that a prescription is authorized if it is issued in the course of professional practice is directly traceable to the Harrison Act, which prohibited “any person” from distributing or dispensing coca leaves or opium  “except in pursuance of a written order” issued by a practitioner “in the course of his professional practice only.” §2, 38 Stat. 786. Arguably, the phrase “in the course of . . . professional practice” could have been read to refer only to conduct that conforms to the standards of medical practice as a purely objective matter. But our Harrison Act precedents interpreted that phrase to refer to “bona fide medical practice,” which meant that any prescription issued “in good faith” qualified as an authorized act of dispensing one of the drugs proscribed by the statute. Linder, 268 U. S., at 17–18; see also Boyd v. United States, 271 U. S. 104, 107 (1926); Webb v. United States, 249 U. S. 96, 99 (1919).

 Nothing in the CSA suggests that Congress intended to depart from the preexisting understanding of action “in the course of professional practice.” We have previously held that the CSA incorporates settled understandings of “the exemption given to doctors” to dispense controlled substances “ ‘in the course of . . . professional practice’ ” under the Harrison Act. Moore, 423 U. S., at 139–140 (quoting 38 Stat. 786). And the language of the CSA supports the same conclusions that we previously reached about the Harrison Act. As our CSA precedents have explained, to act “in the course of professional practice” is to engage in the practice of medicine—or, as we have put it, to “act ‘as a physician.’ ” Moore, 423 U. S., at 141. For a practitioner to “practice medicine,” he or she must act for a medical purpose—which means aiming to prevent, cure, or alleviate the symptoms of a disease or injury—and must believe that the treatment is a medically legitimate means of treating the relevant disease or injury.

 But acting “as a physician” does not invariably mean acting as a good physician, as an objective understanding of the “in the course of professional practice” standard would suggest. A doctor who makes negligent or even reckless mistakes in prescribing drugs is still “acting as a doctor”—he or she is simply acting as a bad doctor. The same cannot  be said, however, when a doctor knowingly or purposefully issues a prescription to facilitate “addiction and recreational abuse,” Gonzales v. Oregon, 546 U. S. 243, 274 (2006). Objectives of that kind are alien to medical practice, and a doctor who prescribes drugs for those purposes is not “acting as a physician” in any meaningful sense.

 I would thus hold that a doctor who acts in subjective good faith in prescribing drugs is entitled to invoke the CSA’s authorization defense. Under the correct understanding of that defense, a doctor acts “in the course of professional practice” in issuing a prescription under the CSA if—but only if—he or she believes in good faith that the prescription is a valid means of pursuing a medical purpose. A doctor who knows that he or she is acting for a purpose foreign to medicine—such as facilitating addiction or recreational drug abuse—is not protected by the CSA’s authorization to distribute controlled substances by prescription. Such doctors may be convicted of unlawfully distributing or dispensing a controlled substance under §841(a)(1).

 Based on this holding, I would vacate the judgments of the Courts of Appeals below. And like the Court, I would leave it to those courts to determine on remand whether the instructions provided in petitioners’ respective trials adequately described the good-faith defense and whether any errors in the instructions were harmless.


Notes

1 *Why we have held that the mens rea canon allows courts to ignore obvious textual evidence of congressional intent is not obvious. In our constitutional system, it is Congress that has the power to define the elements of criminal offenses, not the federal courts. Liparota v. United States, 471 U. S. 419, 424 (1985); see also United States v. Davis, 588 U. S. ___, ___ (2019) (slip op., at 5) (“Only the people’s elected representatives in the legislature are authorized to ‘make an act a crime’ ” (quoting United States v. Hudson, 7 Cranch 32, 34 (1812))). The mens rea canon is legitimate when it is used to determine what elements Congress intended to include in the definition of an offense. See, e.g., Staples v. United States, 511 U. S. 600, 605 (1994) (explaining that the canon is founded on an inference of congressional intent). But applying that canon to override the intentions of Congress would be inconsistent with the Constitution’s separation of powers. Federal courts have no constitutional authority to re-write the statutes Congress has passed based on judicial views about what constitutes “sound” or “just” criminal law. Cf. X-Citement Video, 513 U. S., at 80–82 (Scalia, J., dissenting) (criticizing our mens rea canon precedents for “convert[ing a] rule of interpretation into a rule of law” binding on Congress).

7.3.2 Touby v. United States 7.3.2 Touby v. United States

TOUBY et ux. v. UNITED STATES

No. 90-6282.

Argued April 17, 1991

Decided May 20, 1991

*161O’Connor, J., delivered the opinion for a unanimous Court. Marshall, J., filed a concurring opinion, in which Blackmun, J., joined, post, p. 169.

Joel I. Klein argued the cause for petitioners. With him on the briefs were Richard G. Taranto and Michael E. Deutsch.

Jeffrey P. Minear argued the cause for the United States. With him on the brief were Solicitor General Stair, Assistant Attorney General Mueller, Deputy Solicitor General Bryson, and Richard A. Friedman.

*162Justice O’Connor

delivered the opinion of the Court.

Petitioners were convicted of manufacturing and conspiring to manufacture “Euphoria,” a drug temporarily designated as a schedule I controlled substance pursuant to § 201(h) of the Controlled Substances Act, 98 Stat. 2071, 21 U. S. C. § 811(h). We consider whether § 201(h) unconstitutionally delegates legislative power to the Attorney General and whether the Attorney General’s subdelegation to the Drug Enforcement Administration (DEA) was authorized by statute.

I

In 1970, Congress enacted the Controlled Substances Act (Act), 84 Stat. 1242, as amended, 21 U. S. C. §801 et seq. The Act establishes five categories or “schedules” of controlled substances, the manufacture, possession, and distribution of which the Act regulates or prohibits. Violations involving schedule I substances carry the most severe penalties, as these substances are believed to pose the most serious threat to public safety. Relevant here, § 201(a) of the Act authorizes the Attorney General to add or remove substances, or to move a substance from one schedule to another. § 201(a), 21 U. S. C. § 811(a).

When adding a substance to a schedule, the Attorney General must follow specified procedures. First, the Attorney General must request a scientific and medical evaluation from the Secretary of Health and Human Services (HHS), together with a recommendation as to whether the substance should be controlled. A substance cannot be scheduled if the Secretary recommends against it. § 201(b), 21 U. S. C. § 811(b). Second, the Attorney General must consider eight factors with respect to the substance, including its potential for abuse, scientific evidence of its pharmacological effect, its psychic or physiological dependence liability, and whether the substance is an immediate precursor of a substance already controlled. § 201(c), 21 U. S. C. § 811(c). Third, the Attorney General must comply with the notice-and-hearing *163provisions of the Administrative Procedure Act (APA), 5 U. S. C. §§551-559, which permit comment by interested parties. § 201(a), 21 U. S. C. § 811(a). In addition, the Act permits any aggrieved person to challenge the scheduling of a substance by the Attorney General in a court of appeals. §507, 21 U. S. C. §877.

It takes time to comply with these procedural requirements. From the time when law enforcement officials identify a dangerous new drug, it typically takes 6 to 12 months to add it to one of the schedules. S. Rep. No. 98-225, p. 264 (1984). Drug traffickers were able to take advantage of this time gap by designing drugs that were similar in pharmacological effect to scheduled substances but differed slightly in chemical composition, so that existing schedules did not apply to them. These “designer drugs” were developed and widely marketed long before the Government was able to schedule them and initiate prosecutions. See ibid.

To combat the “designer drug” problem, Congress in 1984 amended the Act to create an expedited procedure by which the Attorney General can schedule a substance on a temporary basis when doing so is “necessary to avoid an imminent hazard to the public safety.” §201(h), 21 U. S. C. § 811(h). Temporary scheduling under § 201(h) allows the Attorney General to bypass, for a limited time, several of the requirements for permanent scheduling. The Attorney General need consider only three of the eight factors required for permanent scheduling. § 201(h)(3), 21 U. S. C. § 811(h)(3). Rather than comply with the APA notice-and-hearing provisions, the Attorney General need provide only a 30-day notice of the proposed scheduling in the Federal Register. § 201(h)(1), 21- U. S. C. § 811(h)(1). Notice also must be transmitted to the Secretary of HHS, but the Secretary’s prior approval of a proposed scheduling order is not required. See § 201(h)(4), 21 U. S. C. § 811(h)(4). Finally, § 201(h)(6), 21 U. S. C. § 811(h)(6), provides that an order to schedule a substance temporarily “is not subject to judicial review.”

*164Because it has fewer procedural requirements, temporary scheduling enables the Government to respond more quickly to the threat posed by dangerous new drugs. A temporary scheduling order can be issued 30 days after a new drug is identified, and the order remains valid for one year. During this 1-year period, the Attorney General presumably will initiate the permanent scheduling process, in which case the temporary scheduling order remains valid for an additional six months. § 201(h)(2), 21 U. S. C. § 811(h)(2).

The Attorney General promulgated regulations delegating to the DEA his powers under the Act, including the power to schedule controlled substances on a temporary basis. See 28 CFR § 0.100(b) (1990). Pursuant to that delegation, the DEA Administrator issued an order scheduling temporarily 4-methylaminorex, known more commonly as “Euphoria,” as a schedule I controlled substance. 52 Fed. Reg. 38225 (1987). The Administrator subsequently initiated formal rulemaking procedures, following which Euphoria was added permanently to schedule I.

While the temporary scheduling order was in effect, DEA agents, executing a valid search warrant, discovered a fully operational drug laboratory in Daniel and Lyrissa Touby’s home. The Toubys were indicted for manufacturing and conspiring to manufacture Euphoria. They moved to dismiss the indictment on the grounds that § 201(h) unconstitutionally delegates legislative power to the Attorney General, and that the Attorney General improperly delegated his temporary scheduling authority to the DEA. The United States District Court for the District of New Jersey denied the motion to dismiss, 710 F. Supp. 551 (1989); and the Court of Appeals for the Third Circuit affirmed petitioners’ subsequent convictions, 909 F. 2d 759 (1990). We granted certiorari, 498 U. S. 1046 (1991), and now affirm.

II

The Constitution provides that “[a]ll legislative Powers herein granted shall be vested in a Congress of the United *165States.” U. S. Const., Art. I, § 1. From this language the Court has derived the nondelegation doctrine: that Congress may not constitutionally delegate its legislative power to another branch of Government. “The nondelegation doctrine is rooted in the principle of separation of powers that underlies our tripartite system of Government.” Mistretta v. United States, 488 U. S. 361, 371 (1989).

We have long recognized that the nondelegation doctrine does not prevent Congress from seeking assistance, within proper limits, from its coordinate Branches. Id., at 372. Thus, Congress does not violate the Constitution merely because it legislates in broad terms, leaving a certain degree of discretion to executive or judicial actors. So long as Congress “lay[s] down by legislative act an intelligible principle to which the person or body authorized to [act] is directed to conform, such legislative action is not a forbidden delegation of legislative power.” J. W. Hampton, Jr., & Co. v. United States, 276 U. S. 394, 409 (1928).

Petitioners wisely concede that Congress has set forth in § 201(h) an “intelligible principle” to constrain the Attorney General’s discretion to schedule controlled substances on a temporary basis. We have upheld as providing sufficient guidance statutes authorizing the War Department to recover “excessive profits” earned on military contracts, see Lichter v. United States, 334 U. S. 742, 778-786 (1948); authorizing the Price Administrator to fix “fair and equitable” commodities prices, see Yakus v. United States, 321 U. S. 414, 426-427 (1944); and authorizing the Federal Communications Commission to regulate broadcast licensing in the “public interest,” see National Broadcasting Co. v. United States, 319 U. S. 190, 225-226 (1943). In light of these precedents, one cannot plausibly argue that § 201(h)’s “imminent hazard to the public safety” standard is not an intelligible principle.

Petitioners suggest, however, that something more than an “intelligible principle” is required when Congress authorizes another Branch to promulgate regulations that con*166template criminal sanctions. They contend that regulations of this sort pose a heightened risk to individual liberty and that Congress must therefore provide more specific guidance. Our cases are not entirely clear as to whether more specific guidance is in fact required. Compare Fahey v. Mallonee, 332 U. S. 245, 249-250 (1947), cited in Mistretta, supra, at 373, n. 7, with Yakus, supra, at 423-427, and United States v. Grimaud, 220 U. S. 506, 518, 521 (1911). We need not resolve the issue today. We conclude that § 201(h) passes muster even if greater congressional specificity is required in the criminal context.

Although it features fewer procedural requirements than the permanent scheduling statute, § 201(h) meaningfully constrains the Attorney General’s discretion to define criminal conduct. To schedule a drug temporarily, the Attorney General must find that doing so is “necessary to avoid an imminent hazard to the public safety.” § 201(h)(1), 21 U. S. C. § 811(h)(1). In making this determination, he is “required to consider” three factors: the drug’s “history and current pattern of abuse”; “[t]he scope, duration, and significance of abuse”; and “[w]hat, if any, risk there is to the public health.” §§201(c)(4)-(6), 201(h)(3), 21 U. S. C. §§ 811(c)(4)-(6), 811(h)(3). Included within these factors are three other factors on which the statute places a special emphasis: “actual abuse, diversion from legitimate channels, and clandestine importation, manufacture, or distribution.” § 201(h)(3), 21 U. S. C. § 811(h)(3). The Attorney General also must publish 30-day notice of the proposed scheduling in the Federal Register, transmit notice to the Secretary of HHS, and “take into consideration any comments submitted by the Secretary in response.” §§ 201(h)(1), 201(h)(4), 21 U. S. C. §§ 811(h)(1), 811(h)(4).

In addition to satisfying the numerous requirements of § 201(h), the Attorney General must satisfy the requirements of § 202(b), 21 U. S. C. § 812(b). This section identifies the criteria for adding a substance to each of the five schedules. *167As the United States acknowledges in its brief, § 202(b) speaks in mandatory terms, drawing no distinction between permanent and temporary scheduling. With exceptions not pertinent here, it states that “a drug or other substance may not be placed in any schedule unless the findings required for such schedule are made with respect to such drug or other substance.” §202(b), 21 U. S. C. § 812(b). Thus, apart from the “imminent hazard” determination required by § 201(h), the Attorney General, if he wishes to add temporarily a drug to schedule I, must find that it “has a high potential for abuse,” that it “has no currently accepted medical use in treatment in the United States,” and that “[t]here is a lack of accepted safety for use of the drug . . . under medical supervision.” § 202(b)(1), 21 U. S. C. § 812(b)(1).

It is clear that in §§ 201(h) and 202(b) Congress has placed multiple specific restrictions on the Attorney General’s discretion to define criminal conduct. These restrictions satisfy the constitutional requirements of the nondelegation doctrine.

Petitioners point to two other aspects of the temporary scheduling statute that allegedly render it unconstitutional. They argue first that it concentrates too much power in the Attorney General. Petitioners concede that Congress may legitimately authorize someone in the Executive Branch to schedule drugs temporarily, but argue that it must be someone other than the Attorney General because he wields the power to prosecute crimes. They insist that allowing the Attorney General both to schedule a particular drug and to prosecute those who manufacture that drug violates the principle of separation of powers. Petitioners do not object to the permanent scheduling statute, however, because it gives “veto power” to the Secretary of HHS. Brief for Petitioners 20.

This argument has no basis in our separation-of-powers jurisprudence. The principle of separation of powers focuses on the distribution of powers among the three coequal *168Branches, see Mistretta, 488 U. S., at 382; it does not speak to the manner in which authority is parceled out within a single Branch. The Constitution vests all executive power in the President, U. S. Const., Art. II, § 1, and it is the President to whom both the Secretary and the Attorney General report. Petitioners’ argument that temporary scheduling authority should have been vested in one executive officer rather than another does not implicate separation-of-powers concerns; it merely challenges the wisdom of a legitimate policy judgment made by Congress.

Petitioners next argue that the temporary scheduling statute is unconstitutional because it bars judicial review. They explain that the purpose of requiring an “intelligible principle” is to permit a court to “‘ascertain whether the will of Congress has been obeyed.’” Skinner v. Mid-America Pipeline Co., 490 U. S. 212, 218 (1989), quoting Yakus, supra, at 426. By providing that a temporary scheduling order “is not subject to judicial review,” § 201(h)(6), the Act purportedly violates the nondelegation doctrine.

We reject petitioners’ argument. Although § 201(h)(6), 21 U. S. C. § 811(h)(6), states that a temporary scheduling order “is not subject to judicial review,” another section of the Act plainly authorizes judicial review of a permanent scheduling order. See § 507, 21 U. S. C. § 877. Thus, the effect of § 201(h)(6) is merely to postpone legal challenges to a scheduling order for up to 18 months, until the administrative process has run its course. This is consistent with Congress’ express desire to permit the Government to respond quickly to the appearance in the market of dangerous new drugs. Even before a permanent scheduling order is entered, judicial review is possible under certain circumstances. The United States contends, and we agree, that § 201(h)(6) does not preclude an individual facing criminal charges from bringing a challenge to a temporary scheduling order as a defense to prosecution. See Brief for United States 34-36. This is sufficient to permit a court to “ ‘ascertain whether the will of *169Congress has been obeyed.’” Skinner, supra, at 218, quoting Yakus, 321 U. S., at 426. Under these circumstances, the nondelegation doctrine does not require, in addition, an opportunity for preenforcement review of administrative determinations.

Ill

Having concluded that Congress did not unconstitutionally delegate legislative power to the Attorney General, we consider petitioners’ claim that the Attorney General improperly delegated his temporary scheduling power to the DEA. Petitioners insist that delegation within the Executive Branch is permitted only to the extent authorized by Congress, and that Congress did not authorize the delegation of temporary scheduling power from the Attorney General to the DEA.

We disagree. Section 501(a) of the Act states plainly that “[t]he Attorney General may delegate any of his functions under [the Controlled Substances Act] to any officer or employee of the Department of Justice.” 21 U. S. C. § 871(a). We have interpreted § 501(a) to permit the delegation of any function vested in the Attorney General under the Act unless a specific limitation on that delegation authority appears elsewhere in the statute. See United States v. Giordano, 416 U. S. 505, 512-514 (1974). No such limitation appears with regard to the Attorney General’s power to schedule drugs temporarily under § 201(h).

The judgment of the Court of Appeals is

Affirmed.

Justice Marshall,

with whom Justice Blackmun joins, concurring.

I join the Court’s opinion but write separately to emphasize two points underlying my vote. The first is my conclusion that the opportunity of a defendant to challenge the substance of a temporary scheduling order in the course of a criminal prosecution is essential to the result in this case. Section 811(h)(6) of Title 21 U. S. C. expressly prohibits di*170rect review of a temporary scheduling order in the Court of Appeals but says nothing about judicial review of such an order in other settings. Under established rules of construction, we must presume from Congress’ silence on the matter that it did not intend to foreclose review in the enforcement context. See Estep v. United States, 327 U. S. 114, 120-122 (1946). See generally McNary v. Haitian Refugee Center, Inc., 498 U. S. 479, 496 (1991); Abbott Laboratories v. Gardner, 387 U. S. 136, 140-141 (1967). An additional consideration reinforces this principle here. As the Court notes, judicial review perfects a delegated-lawmaking scheme by assuring that the exercise of such power remains within statutory bounds. See, e. g., Skinner v. Mid-America Pipeline Co., 490 U. S. 212, 218-219 (1989). Because of the severe impact of criminal laws on individual liberty, I believe that an opportunity to challenge a delegated lawmaker’s compliance with congressional directives is a constitutional necessity when administrative standards are enforced by criminal law. Cf. United States v. Mendoza-Lopez, 481 U. S. 828, 837-839 (1987); Hart, The Power of Congress to Limit the Jurisdiction of Federal Courts: An Exercise in Dialectic, 66 Harv. L. Rev. 1362, 1379-1383 (1953). We must therefore read the Controlled Substances Act as preserving judicial review of a temporary scheduling order in the course of a criminal prosecution in order to save the Act’s delegation of lawmaking power from unconstitutionality. Cf. Webster v. Doe, 486 U. S. 592, 603-604 (1988).

The second point that I wish to emphasize is my understanding of the breadth of the Court’s constitutional holding. I agree that the separation of powers doctrine relates only to the allocation of power betiveen the Branches, not the allocation of power within a single Branch. But this conclusion by no means suggests that the Constitution as a whole is indifferent to how permissibly delegated powers are distributed within the Executive Branch. In particular, the Due Process Clause limits the extent to which prosecutorial and *171other functions may be combined in a single actor. See, e. g., Morrissey v. Brewer, 408 U. S. 471, 485-487 (1972). Petitioners raise no due process challenge in this case, and I do not understand anything in today’s decision as detracting from the teachings of our due process jurisprudence generally.