Main Content
DavisPolk, Risk Governance: Visual Memorandum on Guidelines Adopted by the OCC (Nov. 7, 2014)
5.5.5
https://wiki.harvard.edu/confluence/download/attachments/209195771/DavisPolk%20Risk%20Governance%20Visual%20Memo.pdf
DavisPolk Slide on IHC Requirements for Foreign Banking Organizations (n.d.)
5.6.5
https://wiki.harvard.edu/confluence/download/attachments/209195771/DavisPolk%20Slide%20on%20IHC%20Requirements%20for%20Foreign%20Banking%20Organizations%20%28n.d.%29.pdf
Davis Polk, U.S. Bank Holding Companies: Overview of Dodd-Frank Enhanced Prudential Standards (Feb. 24, 2014)
5.2.2
http://isites.harvard.edu/fs/docs/icb.topic1433139.files/Supplemental%20Materials%20for%20Week%2009/Visual.Summary.US.Bank.Holding.Companies.Dodd_.Frank.Enhanced.Prudential.Standards.pdf
Douglas J. Elliot, Basel III, the Banks and the Economy (July 23, 2010) (memorandum previewing Basel III proposals released shortly thereafter)
2.3.3.2
https://wiki.harvard.edu/confluence/download/attachments/209195771/Elliot%2C%20Basel%20III%2C%20the%20Banks%20and%20the%20Economy.pdf
Elizabeth Brown, The New Laws and Regulations of Financial Conglomerates (2011)
2.2.3.1
https://wiki.harvard.edu/confluence/download/attachments/209195771/Brown%20on%20The%20New%20Laws%20and%20Regulations%20for%20Financial%20Conglomerates.pdf
Elizabeth F. Brown, Will the Federal Insurance Office Improve Insurance Regulation, 81 U. CINN. L. REV. 551 (2012)
3.1.1.2
https://wiki.harvard.edu/confluence/download/attachments/209195771/Brown%20on%20DFA%20Insurance%20Reform.pdf
Elliot, Higher Capital Would Come at a Price (Feb. 2013)
2.3.3.9
https://wiki.harvard.edu/confluence/download/attachments/209195771/Elliot%20Higher%20Bank%20Capital%20Requirements%20Would%20Come%20at%20a%20Price%20of%20Feb%202013.pdf
Excerpt from Chapter Eleven on the Regulation of Trading Markets
4.3.3
http://isites.harvard.edu/fs/docs/icb.topic1433139.files/Supplement%20Files%20for%20Week%2007/Excerpt%20from%20Chapter%2011%20on%20Regulation%20of%20Trading%20Markets.pdf
Excerpt from Chapter Nine on Introduction to the Securities Industry
4.1.1
http://isites.harvard.edu/fs/docs/icb.topic1433139.files/Supplement%20Files%20for%20Week%2006/Excerpt%20from%20Chapter%2009%20on%20History%20of%20Broker%20Dealers.pdf
Excerpt from Chapter Ten on the Regulation of Broker Dealers
4.1.3
http://isites.harvard.edu/fs/docs/icb.topic1433139.files/Supplement%20Files%20for%20Week%2006/Excerpt%20from%20Chapter%2010%20on%20the%20Regulation%20of%20Broker-Dealers.pdf
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