Main Content
Research Paper on Director Duties with Respect to the Fair Valuation of Securities (December 2013)
4.7.4
https://wiki.harvard.edu/confluence/download/attachments/209195771/Research%20Paper%20on%20Director%20Duties%20with%20Respect%20to%20the%20Fair%20Valuation%20of%20Securities%20%28December%202013%29.pdf
Research Paper on the Designation of Insurance Companies as Systemically Important (December 2013)
5.2.3
http://isites.harvard.edu/fs/docs/icb.topic1433139.files/Supplemental%20Materials%20for%20Week%2009/Research%20Paper%20on%20the%20Designation%20of%20Insurance%20Companies%20as%20Systemically%20Important%20--%20December%202013.pdf
Saule Omarova, From Gramm-Leach-Bliley to Dodd-Frank: The Unfulfilled Promise of Section 23A of the Federal Reserve Act, 89 N.C. L.Rev. 102 (2011)
5.1.2
http://isites.harvard.edu/fs/docs/icb.topic1433139.files/Supplemental%20Materials%20for%20Week%2009/Omarova%20on%20Section%2023A.pdf
Scott Gelpern Exceprt
2.3.2.2
https://wiki.harvard.edu/confluence/download/attachments/209195771/Scott%20Gelpern%20Excerpt.pdf
SEC Study of Investment Advisers and Broker-Dealers:Executive Summary (Jan. 2011)
4.3.2
https://wiki.harvard.edu/confluence/download/attachments/209195769/SEC%20Study%20of%20Investment%20Advisers%20and%20Broker-Dealers.pdf
Section 619 of the Dodd-Frank Act (the Volcker Rule)
5.3.4
http://isites.harvard.edu/fs/docs/icb.topic1433139.files/Supplemental%20Materials%20for%20Week%2009/Section%20619%20formatted%20and%20edited.pdf
Stavros Gadinis, The SEC and the Financial Industry: Evidence from Enforcement Actions Against Broker-Dealers (2012)
4.2.1
http://isites.harvard.edu/fs/docs/icb.topic1433139.files/Supplement%20Files%20for%20Week%2006/Gadinis%20on%20SEC%20and%20the%20FInancial%20Industry.pdf
Sullivan & Cromwell Memorandum on Volcker Rule 19-59 (Jan. 27, 2014)
5.3.6
http://isites.harvard.edu/fs/docs/icb.topic1433139.files/Supplemental%20Materials%20for%20Week%2009/SC.Volcker.Rule.Prop.pdf
Three OCC Orders on Derivatives
2.2.1.3
https://wiki.harvard.edu/confluence/download/attachments/209195771/Three%20OCC%20Orders%20on%20Derivatives.pdf
Three OCC Orders on Derivatives
2.1.3.3
https://wiki.harvard.edu/confluence/download/attachments/209195771/Three%20OCC%20Orders%20on%20Derivatives.pdf
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