Main Content
Debevoise & Plimpton Client Update - Prudential Regulation in an Age of Protectionism (Dec. 2016)
2.7.3
https://wiki.harvard.edu/confluence/download/attachments/204380235/Debevoise_prudential_regulation_in_an_age_of_protectionism.pdf
Dechert, Tax Management Compensation Planning Journal, Navigating the DOL's New Fiduciary Rules: A Game Plan for Broker-Dealers (Jan. 2017)
4.2.8
https://www.dechert.com/files/Uploads/Documents/Employee%20Benefits/Navigating%20the%20DOL%27s%20New%20Fiduciary%20Rules%20-%20A%20Game%20Plan%20for%20Broker%20Dealers.pdf
Deutsche Bank Chartbook on U.S. Banks (Mar. 2017)
1.1.1
https://www.davispolk.com/files/deutsche_bank_banking_mar2017.pdf
DFS v. OCC Complaint (May 2017)
2.1.7
http://www.dfs.ny.gov/about/ea/ea170512.pdf
DOL Chart Illustrating Changes from Department of Labor's 2015 Conflict of Interest from Proposal to Final
4.2.7
https://www.dol.gov/sites/default/files/ebsa/laws-and-regulations/rules-and-regulations/completed-rulemaking/1210-AB32-2/conflict-of-interest-chart.pdf
DOL Factsheet on Final Fiduciary Rule (April 2016)
4.2.1
https://wiki.harvard.edu/confluence/download/attachments/204380235/Fact%20Sheet_%20Department%20of%20Labor%20Finalizes%20Rule%20to%20Address%20Conflicts%20of%20Interest%20in%20Retirement%20Advice%2C%20Saving%20Middle%20Class%20Families%20Billions%20of%20Dollars%20Every%20Year%20_%20United%20States%20Department%20of%20Labor.pdf
Edited Excerpt on Executive Life Failure and its Aftermath from Howell E. Jackson & Edward L. Symonds, Jr., Regulation of Financial Institutions 479-506 (West 1999)
3.1.1
https://wiki.harvard.edu/confluence/download/attachments/204380235/Excerpt%20on%20Executive%20Life%20and%20its%20Aftermath.pdf
Edited Excerpt on Mutual Form from Howell E. Jackson & Edward L. Symonds, Jr., Regulation of Financial Institutions 551-78 (West 1999)
3.1.2
https://wiki.harvard.edu/confluence/download/attachments/204380235/Excerpt%20on%20Mutual%20Form.pdf
Elizabeth Brown, Prior Proposals to Consolidate Federal Financial Regulators (Apr. 20, 2015)
1.3.3
https://www.volckeralliance.org/sites/default/files/attachments/Background%20Paper%201_Prior%20Proposals%20to%20Consolidate%20Federal%20Financial%20Regulators.pdf
Executive Order on a Comprehensive Plan for Reorganizing the Executive Branch (Mar. 13, 2017)
1.2.5
https://www.gpo.gov/fdsys/pkg/FR-2017-03-16/pdf/2017-05399.pdf
This book, and all H2O books, are Creative Commons licensed for sharing and re-use with the exception of certain excerpts. Any excerpts from the Restatements of the Law, Principles of the Law, and the Model Penal Code are copyright by The American Law Institute. Excerpts are reproduced with permission, not as part of a Creative Commons license.